National Retirement Planning Experts

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Nick Loring, CFP®, CIMA®, MBA, CRPC®, CRPS®

Loring Advisory Group

600 Putnam Pike
Suite 4

Greenville, RI 02828
(401) 9494196

Financial Advice for Life®

About Loring Advisory Group

We're not just asset managers-we are trusted financial partners.

We understand the complexities of acquiring wealth. Our priority is to simplify this process for you. Allow our expertise to guide you so that you're not burdened by your finances and can spend your time doing the things you love. We'll help you manage and preserve your wealth. At Loring Advisory Group, we provide Financial Advice for Life®.

We have extensive experience providing the following services to high-net-worth individuals and their families, as well as to family businesses and foundations:

Personal Financial Planning, Investment Management, Business Management, Tax Planning Services, Retirement Planning and Sustainable Income Strategies, Life, Long-Term Care, and Disability, Estate Planning, Social Security and Medicare Analysis

We help you make informed decisions as you travel through the various stages of life. Using a holistic approach, we develop a comprehensive evaluation of your current assets and your predicted future financial state-including anticipated contributions and withdrawals. A financial plan is a road map of your life. It is a living document that accounts for your income, your employer sponsored retirement plan, your insurance, your investments and much more.

We are passionate about educating clients because we know that once you understand the strategy, you won't just be dreaming about retirement but you'll be planning it!

Our job is to do the hard work so you don't have to. Instead, you can spend your time enjoying life the way you've always envisioned.

General Information

Firm Start Year

1996

No.of Employees

5-9

CRD#

5974514

Firm CRD#

8032

Name of Broker/Dealer

Commonwealth Financial Network

States Licensed in

AZ, CT, FL, HI, LA, MA, MD, NC, NH, NJ, NY, RI, SC

Years of Experience in Financial Services

8

Number of Years with Current Firm

6

Compliance

Registered Investment Advisor

No

Registered Representative

Yes

Investment Advisor Representative

Yes

I am an acknowledged fiduciary

No

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Securities Licenses

Series 7, Series 24, Series 66

Insurance and Annuity Licenses

Variable Annuity, Long Term Care, Life, Health, Annuity

Financial Organization Memberships

Financial Planning Association (FPA)

Non-Financial Organization Memberships

Leadership Rhode Island, Mu II Class (2016); Past Treasurer, Smithfield Rotary Club; Past Treasurer/Trustee, Greenville Public Library; Smithfield Heritage Hall of Fame Committee (2016)

Compensation and Fees

Fee Structure

Fee-Based (Fee and Commissions)

Compensation Methods

Hourly

Education

Certificant - Investment Management Theory & Practice

Yale University School of Management
2017 - 2018

Bachelor of Science in Business Administration - Finance

Bryant University
2002 - 2006

Master of Business Administration - Business Administration

Mississippi State Univeristy
2010 - 2012

Disclosures

Disclaimer

This communication is strictly intended for individuals residing in the states of AZ, CT, FL, HI, LA, MA, MD, NC, NH, NJ, NY, RI, and SC. No offers may be made or accepted from any resident outside these states due to various state regulations and registration requirements regarding investment products and services. Investments are not FDIC or NCUA-insured, are not guaranteed by a bank/financial institution, and are subject to risks, including possible loss of the principal invested. Securities and advisory services offered through Commonwealth Financial Network®, Member FINRA, SIPC, a Registered Investment Adviser. Fixed insurance products and services offered through CES Insurance Agency or Loring Advisory Group. Review our Terms of Use: https://www.commonwealth.com/termsofuse.html