National Retirement Planning Experts

National Coverage
Local Professionals

Mose Richardson Jr.

UBS Financial Services

8044 Montgomery Road, Suite 100

Cincinnati, OH 45236
(513) 7923771

Help clients create, manage and maximize personal wealth.

About UBS Financial Services

UBS is committed to bringing its global resources to bear on the portfolios of high net worth individuals to help them pursue their wealth management goals. Today, as the world?s largest wealth manager, we are strongly positioned to help our clients address the realities of the global economy and their sophisticated needs. Customized solutions are delivered by dedicated Financial Advisors who are aligned to help give clients confidence in reaching their goals no matter what the environment.

General Information

Firm Start Year

2014

No.of Employees

2-4

CRD#

5657471

Firm CRD#

8174

Name of Broker/Dealer

UBS Financial Services

Name of Custodial Firm

UBS Financial Services

Years of Experience in Financial Services

14

Number of Years with Current Firm

5.5

I work with the following types of clients

Individual Investors, Business Owners

Services

Investment Types

Mutual Funds, Alternative Investments, Exchange Traded Funds (ETFs), Bonds, Stocks, Insurance, Socially Responsible Investments (SRI)

I can meet clients in the following ways

Via phone, At my office, Via email

Qualifications & Membership

Certifications, Accreditations & Designations

CERTIFIED FINANCIAL PLANNER™ Certificant, Chartered Life Underwriter (CLU®)

Securities Licenses

Series 7, Series 66

Insurance and Annuity Licenses

Disability, Life, Variable Life, Long Term Care, Health, Accident

Financial Organization Memberships

Financial Planning Association (FPA)

Compensation and Fees

Fee Structure

I am a fee-based financial professional

Minimum Portfolio Size for New Managed Accounts

$500,000

Compensation Methods

Flat Fee

Education

MBA -

Tiffin University
-

BA -

Indiana University
-