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Gregory Hampy

Fidelity Private Advisors,

513 Montgrove Place

Concord, NC 28027
(704) 7959180

Investing with a Rhyme and a Reason

About Fidelity Private Advisors,

I have heard so many times I wish I could find an advisor who would look after my account like it is their own. We accomplish this objective by being very thorough and not have a boiler plate approach. In meeting with the client first we establish financial goals and objectives. Secondly we gather data and process and analyze this information. After this analysis we recommend a comprehensive financial plan. Finally we implement this plan and monitor it on a regular basis. What sets me apart from the competition is that we are innovative in our ideas and prudent in our approach..

General Information

Firm Start Year

1980

No.of Employees

2-4

CRD#

1331017

Firm CRD#

146849

Name of Custodial Firm

TD Ameritrade and Wells Fargo

States Licensed in

NC, PA and other states as needed

Years of Experience in Financial Services

28

Number of Years with Current Firm

28

Work Experience

I began in the financial services industry in 1980 offering life insurance and annuities. I became liscensed to sell investment securites in 1984 and in 1989 to offer investment advisory services.

I work with the following types of clients

Businesses, Businesses, Individual Investors, Non-Profit Organizations, Non-Profit Organizations, Investment Clubs

Services

Investment Types

Bonds, Bonds, Stocks, Stocks, Mutual Funds, Annuities, Annuities, Insurance, Insurance, Exchange Traded Funds (ETFs), Alternative Investments, Alternative Investments, Mutual Funds, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI), Socially Responsible Investments (SRI)

I can meet clients in the following ways

At your home, At your home, At my office, At my office, At your office, Via phone, Via email, Via email, At your office, Via phone

Compliance

Registered Investment Advisor

Yes

Registered Representative

No

Investment Advisor Representative

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Securities Licenses

Series 65, Series 6, Series 7, Series 24, Series 26, Series 63

Insurance and Annuity Licenses

Disability, Annuity, Accident, Variable Life, Variable Annuity, Life

Non-Financial Organization Memberships

Knights of Columbus Scottish Society of the Carolina's

Firm Information

Firm's Number of Managed Clients

100

Advisor's Number of Clients

100, 100

Compensation and Fees

Fee Structure

I am a Fee-Only financial professional

Minimum Portfolio Size for New Managed Accounts

$50000

Compensation Methods

Based on Assets

Fee % Based on Assets

1% to 2%

Hourly Rate

$125

Additional Details on Charges

Based on assets under management the fees charged are from 1% to 2%

Education

Bachelor of Science - Education

Edinboro University of Pennsylvania
January 1974 - May 1978