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Lisa D Miller CFP®

AXA Advisors, LLC

120 Madison Street
Suite 1900

Syracuse, NY 13202
(315) 4256343

About AXA Advisors, LLC

Financial services isn't just about products or investment advice. It is understanding the needs, wants and desires of individuals and business owners. It's educating clients to help them identify and address their financial planning issues; developing a comprehensive planning strategy based on their financial objectives; and providing products, services and support to help them accumulate and distribute assets to help them achieve their desired retirement lifestyle. As an AXA Advisors financial professional, I work with clients to address a broad spectrum of accumulation goals from funding a major purchase or a child's education to living the retirement lifestyle they envision. I take a comprehensive, education-based approach to addressing the 'at retirement' needs of customers, providing retirement planning strategies, education, products and services to individuals and businesses.

General Information

CRD#

0004612774

Firm CRD#

6627

Insurance License#

LA 1074780

Name of Broker/Dealer

LPL

States Licensed in

NY

Years of Experience in Financial Services

7

Number of Years with Current Firm

7

I work with the following types of clients

Individual Investors, Non-Profit Organizations, Businesses

Services

Investment Types

Mutual Funds, Insurance, Annuities, Stocks, Bonds

I can meet clients in the following ways

At my office, At your office

Compliance

Registered Investment Advisor

No

Registered Representative

Yes

Investment Advisor Representative

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CERTIFIED FINANCIAL PLANNER™ Certificant, Certified Divorce Financial Analyst(CDFA), RICP Retirment Income Certified Planner

Securities Licenses

Series 66, Series 7, Series 24

Insurance and Annuity Licenses

Disability, Variable Life, Long Term Care, Variable Annuity, Life

Compensation and Fees

Fee Structure

Fee-Based (Fee and Commissions)

Minimum Portfolio Size for New Managed Accounts

$25,000

Compensation Methods

Based on Assets

Education

BS Accounting & Business Mangement - Accounting & Business Management

Columbia College
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