UBS ASSET MANAGEMENT (AMERICAS) INC.

787 7th Avenue
New York, New York 10019
Tel: 212-821-3000

About UBS ASSET MANAGEMENT (AMERICAS) INC.

UBS ASSET MANAGEMENT (AMERICAS) INC, formally registered with the SEC as UBS ASSET MANAGEMENT (AMERICAS) INC. The firm was established in 09/11/1989. They have over 5 offices throughout the country.

UBS ASSET MANAGEMENT (AMERICAS) INC. is a New York, New York based Financial Planning firm with nearly $300,881,452,905 assets under management, offering retirement planning & investment advisory services to 301908 clients. The firm is staffed with 380 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	106838
SEC#	801-34910
Assets Managed by Firm	$300,881,452,905
No. of Clients	301908
No. of Advisors	380

Fee Structure

A Percentage of AUM
Fixed Fees
Performance Based

Advisory Services Provided

Portfolio Management for Individuals
Portfolio Management for Investment
Portfolio Management for pooled Investment
Portfolio Management for Business
Selection of Other Advisors

Firm Client Information

	No. of Clients	AUM
Firm Total	301908	$300,881,452,905
Individuals (other than high net worth individuals)	248179	$59,455,042,203
High net worth individuals	53514	$66,115,440,641
Pension and profit sharing plans	9	$4,437,608,289
Charitable organizations	13	$920,562,742
Other investment advisers	8	$684,194,874
Corporations or other businesses	15	$2,991,901,335

Inquire with UBS ASSET MANAGEMENT (AMERICAS) INC.

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