STACEY BRAUN ASSOCIATES INC

377 Broadway
New York, New York 10013-3934
Tel: 212-226-7707

About STACEY BRAUN ASSOCIATES INC

STACEY BRAUN ASSOCIATES INC, formally registered with the SEC as STACEY BRAUN ASSOCIATES INC. The firm was established in 08/11/1975. They have over 1 offices throughout the country.

STACEY BRAUN ASSOCIATES INC is a New York, New York based Financial Planning firm with nearly $4,151,900,000 assets under management, offering retirement planning & investment advisory services to 1059 clients. The firm is staffed with 16 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	105056
SEC#	801-10933
Assets Managed by Firm	$4,151,900,000
No. of Clients	1059
No. of Advisors	16

Fee Structure

A percentage of AUM
Hourly charges
Fixed fees

Advisory Services Provided

Financial planning services
Portfolio management for individuals and/or small businesses
Portfolio management for businesses or institutional clients
Education seminars/workshops

Firm Client Information

	No. of Clients	AUM
Firm Total	1059	$4,151,900,000
Individuals (other than high net worth individuals)	854	$260,700,000
High net worth individuals	9	$66,000,000
Pension and profit sharing plans	54	$2,140,500,000
Corporations or other businesses	7	$47,300,000

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