SHUFRO, ROSE & CO., LLC

600 Lexington Avenue
15th Floor
New York, New York 10022
Tel: 212-754-5100

About SHUFRO, ROSE & CO., LLC

SHUFRO, ROSE & CO, LLC, formally registered with the SEC as SHUFRO, ROSE & CO, LLC. The firm was established in 04/07/1955. They have over 1 offices throughout the country.

SHUFRO, ROSE & CO., LLC is a New York, New York based Financial Planning firm with nearly $2,000,848,944 assets under management, offering retirement planning & investment advisory services to 1324 clients. The firm is staffed with 26 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	3403
SEC#	801-977
Assets Managed by Firm	$2,000,848,944
No. of Clients	1324
No. of Advisors	26

Fee Structure

A percentage of AUM
Fixed fees

Advisory Services Provided

Financial planning services
Portfolio management for individuals and/or small businesses
Selection for other advisors

Firm Client Information

	No. of Clients	AUM
Firm Total	1324	$2,000,848,944
Individuals (other than high net worth individuals)	774	$277,412,821
High net worth individuals	495	$1,723,436,123

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