INGALLS & SNYDER LLC

1 Rockefeller Plaza
7th Floor
New York, New York 10020
Tel: 212-269-7800

About INGALLS & SNYDER LLC

INGALLS & SNYDER LLC, formally registered with the SEC as INGALLS & SNYDER LLC. The firm was established in 08/21/1968. They have over 3 offices throughout the country.

INGALLS & SNYDER LLC is a New York, New York based Financial Planning firm with nearly $6,897,915,721 assets under management, offering retirement planning & investment advisory services to 4189 clients. The firm is staffed with 84 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	2288
SEC#	801-5016
Assets Managed by Firm	$6,897,915,721
No. of Clients	4189
No. of Advisors	84

Fee Structure

A percentage of AUM
Fixed fees
Performance Based

Advisory Services Provided

Financial planning services
Portfolio management for individuals and/or small businesses
Portfolio management for pooled investment vehicles
Portfolio management for businesses or institutional clients
Selection for other advisors
Education seminars/workshops
Other (PLEASE SEE "MISCELLANEOUS" ON SCHEDULE D.)

Firm Client Information

	No. of Clients	AUM
Firm Total	4189	$6,897,915,721
Individuals (other than high net worth individuals)	3184	$1,054,297,494
High net worth individuals	817	$4,827,042,696
Pension and profit sharing plans	51	$105,634,610
Charitable organizations	55	$137,051,848
Other investment advisers	1	$332,055,106
Corporations or other businesses	77	$302,318,586

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