DWS INVESTMENT MANAGEMENT AMERICAS, INC.

875 Third Avenue
New York, New York 10022
Tel: 212-454-4500

About DWS INVESTMENT MANAGEMENT AMERICAS, INC.

DWS INVESTMENT MANAGEMENT AMERICAS, INC, formally registered with the SEC as DWS INVESTMENT MANAGEMENT AMERICAS, INC. The firm was established in 11/01/1940. They have over 6 offices throughout the country.

DWS INVESTMENT MANAGEMENT AMERICAS, INC. is a New York, New York based Financial Planning firm with nearly $192,318,455,839 assets under management, offering retirement planning & investment advisory services to 620 clients. The firm is staffed with 487 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	104518
SEC#	801-252
Assets Managed by Firm	$192,318,455,839
No. of Clients	620
No. of Advisors	487

Fee Structure

A percentage of AUM
Fixed fees
Performance Based

Advisory Services Provided

Portfolio management for individuals and/or small businesses
Portfolio management for investment companies
Portfolio management for pooled investment vehicles
Portfolio management for businesses or institutional clients
Selection for other advisors

Firm Client Information

	No. of Clients	AUM
Firm Total	620	$192,318,455,839
High net worth individuals	4	$73,161,690
Pension and profit sharing plans	7	$1,985,547,443
Charitable organizations	2	$1,621,431,845
Other investment advisers	5	$689,450,001
Corporations or other businesses	23	$7,308,079,669

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