AEGIS CAPITAL CORP.

1345 Avenue Of The Americas
27th Floor
New York, New York 10105
Tel: 212-813-1010

About AEGIS CAPITAL CORP.

AEGIS CAPITAL CORP, formally registered with the SEC as AEGIS CAPITAL CORP. The firm was established in 05/10/2010. They have over 19 offices throughout the country.

AEGIS CAPITAL CORP. is a New York, New York based Financial Planning firm with nearly $1,430,612,106 assets under management, offering retirement planning & investment advisory services to 2760 clients. The firm is staffed with 270 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	15007
SEC#	801-71386
Assets Managed by Firm	$1,430,612,106
No. of Clients	2760
No. of Advisors	270

Fee Structure

A percentage of AUM
Hourly charges

Advisory Services Provided

Financial planning services
Portfolio management for individuals and/or small businesses
Portfolio management for pooled investment vehicles
Portfolio management for businesses or institutional clients
Selection for other advisors

Firm Client Information

	No. of Clients	AUM
Firm Total	2760	$1,430,612,106
Individuals (other than high net worth individuals)	1274	$423,677,892
High net worth individuals	384	$747,565,869
Corporations or other businesses	44	$97,599,703

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