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Garth Scrivner, CFP(R), CPA/PFS

United Capital Financial Advisers

6565 Americas Parkway
Suite 810

Albuquerque, NM 87110
(505) 8833131

Fee-only, Objective Advice. Pure and Simple.

About United Capital Financial Advisers

HELPING YOU ACHIEVE LIFELONG FINANCIAL WELL-BEING IS OUR PRIMARY FOCUS

We take your future seriously. That's why we tailor our practice to your specific needs. We act as your financial advocate? objective, caring and committed to helping you ensure you have what you need to meet life's challenges and opportunities.

Focused on you. Your adviser provides the best of both worlds: a local presence in Albuquerque with access to the extensive national resources of our firm. You'll turn to your adviser for the personalized service you need to reach your financial goals.

United Capital Financial Advisers, LLC("United Capital") provides financial life management and makes recommendations based on the specific needs and circumstances of each client.For clients with managed accounts, United Capital has discretionary authority over investment decisions. Investing involves risk and clients should carefully consider their own investment objectives and never rely on any single chart, graph or marketing piece to make decisions. Investment Adviser Representatives of United Capital Financial Advisers, LLC may transact securities business in a particular state only if first registered, excluded or exempted from Investment Adviser Representative requirements. In addition, follow-up conversations or meetings with individuals in a particular state that involve either the effecting or attempting to effect transactions in securities, will not be made absent compliance with state Investment Adviser Representative registration requirements, or an applicable exemption or exclusion.

General Information

Firm Start Year

2015

No.of Employees

500-999

CRD#

4372773

Name of Custodial Firm

Charles Schwab, TD Ameritrade, Fidelity

States Licensed in

NM,TX

Years of Experience in Financial Services

11

Number of Years with Current Firm

1

I work with the following types of clients

Individual Investors, Non-Profit Organizations, Businesses

Services

Investment Types

Exchange Traded Funds (ETFs), Mutual Funds, Bonds, Stocks

I can meet clients in the following ways

Via email, At my office, Via phone, At your office, At your home

Compliance

Registered Investment Advisor

Yes

Registered Representative

No

Investment Advisor Representative

No

I am an acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

Insurance License (Life & Health; Long Term Care; Specify below), Certified Public Accountant (CPA), CERTIFIED FINANCIAL PLANNER™ Certificant, Personal Financial Specialist (PFS)

Financial Organization Memberships

Financial Planning Association (FPA), American Institute of Certified Public Accountants (AICPA), Paladin Registry

Non-Financial Organization Memberships

NM Estate Planning Council United Way Legacy Giving Council Girl Scouts of New Mexico PeacePal of New Mexico

Firm Information

Firm's Number of Clients

12000

Assets Managed by Firm

15,000,000,000

Advisor's Number of Clients

70

Advisor's Number of Managed Clients

70

Advisor's Number of Planning Clients

70

Assets Managed by Advisor

72000000

Compensation and Fees

Fee Structure

Fee-Based (Fee and Commissions)

Minimum Portfolio Size for New Managed Accounts

$250,000

Compensation Methods

Based on Assets

Fee % Based on Assets

1.0 - 1.25

Additional Details on Charges

The process for new clients begins with a data gathering meeting to determine client preferences, needs and goals. Then we develop an investment plan, specifically tailored to each clients individual needs and consistent with our investment philosophy. Clients are billed investment management fees based on assets managed. Clients are billed on a quarterly basis and are not billed in advance.

Minimum Fee Charged for Managed Accounts

2500

Minimum Fee Charged for Hourly Planning Accounts

2500

Minimum Fee Charged for Flat Fee Accounts

2500

Education

Backelor's - Accounting

New Mexico State University
May 1994 - May 1998

Disclaimer

United Capital Financial Advisers, LLC (“United Capital”) provides financial life management and makes recommendations based on the specific needs and circumstances of each client. For clients with managed accounts, United Capital has discretionary authority over investment decisions. Investing involves risk and clients should carefully consider their own investment objectives and never rely on any single chart, graph or marketing piece to make decisions. Investment Adviser Representatives of United Capital Financial Advisers, LLC may transact securities business in a particular state only if first registered, excluded or exempted from Investment Adviser Representative requirements. In addition, follow-up conversations or meetings with individuals in a particular state that involve either the effecting or attempting to effect transactions in securities, will not be made absent compliance with state Investment Adviser Representative registration requirements, or an applicable exemption or exclusion.