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Alex Simon

Warren Wealth Associates

28 Mountain Blvd

Warren, NJ 07059
(908) 7052229

Honest, Straightforward Advice

About Warren Wealth Associates

Wealth Management and asset preservation for the sophisticated investor and discerning business owner. For details on practice management see our website - warrenwealthassociates

General Information

Firm Start Year

1996

No.of Employees

5-9

CRD#

2764737

Firm CRD#

8032

Name of Broker/Dealer

Commonwealth Financial Network

States Licensed in

Multiple

Years of Experience in Financial Services

24

Number of Years with Current Firm

1

Compliance

Registered Investment Advisor

Yes

Registered Representative

Yes

Investment Advisor Representative

No

I am an acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

MBA

Securities Licenses

Fiduciary, Series 65, Series 63, Series 31, Series 10, Series 66, Series 7, Series 9

Insurance and Annuity Licenses

Annuity, Disability, Health, Long Term Care, Variable Annuity, Variable Life, Life

Compensation and Fees

Fee Structure

Fee-Based (Fee and Commissions)

Compensation Methods

Flat Fee

Hourly Rate

Check

Education

Bachelors Engineering, MBA Finance -

Rutgers Graduate School of Management
-

Disclosures

Disclaimer

This communication is strictly intended for individuals residing in the states of FL, GA, IL, MA, MD, NC, NJ, NY, PA, SC, VA. No offers may be made or accepted from any resident outside these states due to various state regulations and registration requirements regarding investment products and services. Investments are not FDIC- or NCUA-insured, are not guaranteed by a bank/financial institution, and are subject to risks, including possible loss of the principal invested. Securities and advisory services offered through Commonwealth Financial Network®, Member FINRA, SIPC, a Registered Investment Adviser. Fixed insurance products and services offered through CES Insurance Agency or Warren Wealth Associates. Review our Terms of Use: :https://www.commonwealth.com/termsofuse.html