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Matt Elliott

Pulse Financial Planning

3265 19th St NW Suite 700

Rochester, MN 55901
(507) 2187707

About Pulse Financial Planning

Pulse Financial Planning provides financial planning and investment management to help individuals and healthcare professionals organize, invest, and protect their assets. Pulse Financial Planning is a Fee-Only, fiduciary advisor and never earns a commission of any kind.

We have taken a fiduciary oath to put the interest of clients ahead of our own. We exclusively receive Fee-Only compensation directly from clients (never from commission). You deserve to know who is paying us. We are here to serve nobody but you.

General Information

Firm Start Year

1900

No.of Employees

1

CRD#

5627353

Firm CRD#

305430

Name of Custodial Firm

Charles Schwab

Years of Experience in Financial Services

11

Services

Investment Types

Stocks, Mutual Funds, Bonds, Exchange Traded Funds (ETFs)

I can meet clients in the following ways

Via phone, Via email, At your office, Video Conference, At your home, At my office

Compliance

Registered Investment Advisor

Yes

Registered Representative

No

Investment Advisor Representative

Yes

I am an acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP®, Certified Financial Planner (CFP

Securities Licenses

Series 10, Series 7, Series 9, Series 63, Series 66

Financial Organization Memberships

National Association of Personal Financial Advisors (NAPFA)

Non-Financial Organization Memberships

XY Planning Network, Fee-Only Network

Compensation and Fees

Fee Structure

Fee-Based (Fee and Commissions)

Fee % Based on Assets

.75

Additional Details on Charges

Ongoing Financial Planning

$2,999 per year for households $2,499 per year for individuals Can be billed monthly, quarterly, or semi- annually, for example: $249/month for households $208/month for individuals We ask for a minimum 1 year commitment for ongoing financial planning.

Investment management is an optional added service for those that want to delegate the management of their investment accounts. The ongoing financial planning subscription is required to enter into investment management.

Asset Tier Management Fee (AUM) $0-$50,000 0% (Included) $50,000-$500,00 0.75% Annually $500,000+ 0.5% Annually

Minimum Fee Charged for Managed Accounts

$2,788

Education

Bachelor of Science - Finance

Winona State University
2006 - 2010