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Adam Wojtkowski, CFP(R), EA

Smith, Salley & Associates

55 West Street
Suite 201

Walpole, MA 02081
(508) 4507841

About Smith, Salley & Associates

Founded in 2003, Smith, Salley & Associates, LLC (SS&A) is an SEC Registered Investment Advisory firm (RIA) located in Greensboro, NC and Walpole, MA. Our primary goal is building relationships with clients who seek a long-term partnership with their financial advisor. Our clients include high net worth individuals, trusts, foundations, profit sharing plans, and corporations.

We provide comprehensive wealth management to our clients which includes portfolio management and financial planning services. Our industry experience and professional designations enable our team to manage separate accounts using individual securities. In short, this means each client portfolio is a unique combination of cash, stocks and bonds tailored to the stated objectives of the account owner. This approach to wealth management gives us the highest level of control over risk, taxes, and fees which studies have shown to be the three drivers of long term performance. Our team is dedicated to your success and we have the talent and knowledge to help you attain your goals.

General Information

Firm Start Year

2003

No.of Employees

10-19

CRD#

4803455

Firm CRD#

129614

Name of Custodial Firm

Fidelity Investments, TD Ameritrade

Years of Experience in Financial Services

16

Number of Years with Current Firm

1

I work with the following types of clients

Individual Investors

Services

Investment Types

Bonds, Exchange Traded Funds (ETFs), Stocks

I can meet clients in the following ways

Via email, Video Conference, Via phone, At my office, At your office, At your home

Compliance

Registered Investment Advisor

Yes

Registered Representative

No

Investment Advisor Representative

Yes

I am an acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP®, Enrolled Agent (EA)

Securities Licenses

Series 66, Series 63

Financial Organization Memberships

Paladin Registry, Financial Planning Association (FPA)

Compensation and Fees

Fee Structure

Fee-Based

Education

Bachelors Degree - Accounting

Assumption College
1999 - 2003