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Daniel Roth, ChFC®

Cary Stamp & Company

110 Bridge Road

Tequesta, FL 33469
(561) 2812166

Principled Wealth Advisors

About Cary Stamp & Company

Our advisory team provides sophisticated wealth management and financial solutions founded on fiduciary principles. For those who have a need for planning, we create principled, holistic plans that align with your goals and aspirations, needs, investment objectives, risk tolerance, and time horizon.

General Information

CRD#

6127620

Firm CRD#

8032

Name of Broker/Dealer

COMMONWEALTH FINANCIAL NETWORK

Years of Experience in Financial Services

8

Number of Years with Current Firm

8

I work with the following types of clients

Non-Profit Organizations, Businesses, Individual Investors

Services

Investment Types

Alternative Investments, Mutual Funds, Bonds, Stocks, Annuities, Insurance, Mortgages & Real Estate, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)

I can meet clients in the following ways

At my office, At your office, At your home, Via phone, Via email

Compliance

Registered Investment Advisor

Yes

Registered Representative

Yes

Investment Advisor Representative

Yes

I am an acknowledged fiduciary

No

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

Chartered Financial Consultant (ChFC®)

Securities Licenses

Series 66, Series 7

Compensation and Fees

Fee Structure

Fee-Based (Fee and Commissions)

Minimum Portfolio Size for New Managed Accounts

$100k+

Compensation Methods

Flat Fee

Disclosures

Disclaimer

Daniel Roth is a Registered Representative and Investment Adviser Representative with/and offers securities and advisory services through Commonwealth Financial Network, Member FINRA, SIPC, a Registered Investment Adviser. This communication is strictly intended for individuals residing in the states of CA, CT, FL, GA, MA, and TX. No offers may be made or accepted from any resident outside these states due to various state regulations and registration requirements regarding investment products and services.. Review our Terms of Use:https://www.commonwealth.com/termso fuse.html