National Retirement Planning Experts

National Coverage
Local Professionals

Al Baker, CFP®

Security Financial Management

2420 S Lakemont Ave
Suite 120

Orlando, FL 32814
(407) 6444686

Planning now for a better tomorrow

About Security Financial Management

Come in looking for a Financial Planner and Walk out with your very own C.F.O. There are a few things our leadership team knows to be true. First, a good relationship is a powerful thing. Fact is, people test people every day to see if their word has meaning. We invite you to give us a shot. For three decades we have built our firm around reliability and trust. And a hands-on style of customer service. From minimizing estate and income taxes, investment allocation and diversification, to asset protection and planning for persons with disabilities, we're responsive, experienced and thorough. Like your own C.F.O. should be.

General Information

Firm Start Year

1983

No.of Employees

10-19

CRD#

1035089

Firm CRD#

15708

Insurance License#

A011794

Name of Broker/Dealer

Pro-Equities

States Licensed in

Florida, Michigan, Wisconsin, Virginia

Years of Experience in Financial Services

30

Number of Years with Current Firm

4 m

I work with the following types of clients

Non-Profit Organizations, Individual Investors, Businesses

Services

Investment Types

Stocks, Mutual Funds, Bonds, Annuities, Insurance, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)

I can meet clients in the following ways

At your office, Via phone, At my office

Compliance

Registered Investment Advisor

No

Registered Representative

Yes

Investment Advisor Representative

Yes

I am an acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CERTIFIED FINANCIAL PLANNER™ Certificant, Life Underwriter Training Council Fellow (LUTCF)

Securities Licenses

62, Series 65, Series 6, Series 22, Series 63

Insurance and Annuity Licenses

Life, Variable Annuity, Variable Life

Firm Information

Assets Managed by Firm

530 million

Compensation and Fees

Fee Structure

I am a Fee-Based financial professional

Minimum Portfolio Size for New Managed Accounts

$50000

Compensation Methods

Hourly

Education

Certified Financial Planner - CFP

College of Financial Planning
- 1990

Disclaimer

Investment Advisor Representative, Investment Advisors, a Division of Pro-Equities, Inc. A Registered Investment Advisor, and A Registered Broker-Dealer, Member FINRA & SPIC Security Financial Management is independent of Pro-Equities, Inc.