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Troy Garcia CFP®

Allen & Company

1401 S. Florida Ave.

Lakeland, FL 33803
(863) 6166351

Florida's Oldest Investment Firm

About Allen & Company

Allen & Company's longstanding heritage of personalized customer service spans more than 80 years. From our humble beginnings in J. Everett Allen's windowless office in downtown Lakeland in 1932 to opening multiple locations, generations of family's have trusted Florida's oldest investment firm to grow their wealth and help secure their financial future.

When Ralph Allen joined his father's firm in 1963, Allen & Company had four financial advisors. Today we have grown to nearly 70 associates in three offices across Central Florida, and we are on pace to have doubled in size over the past 15 years.

Allen & Company expanded to eastern Polk County in 1968 with the establishment of our Winter Haven office. In 1987, our flagship office in Lakeland moved after 50 years in the same downtown location to its current residence, the Allen Building, on South Florida Avenue. With a growing need for advisors across Central Florida, we opened an office in Viera in 2012.

Our growth has been both strategic and intentional, and our continued expansion is a result of making relationships our priority. While our client-focused personal service sets us apart, the firm consistently invests in our associates. In fact, Allen & Company created an ESOP in 2012 to give our employees an ownership interest in the firm. We know that when we invest in our associates, everyone benefits.

General Information

Firm Start Year

1932

No.of Employees

50-99

CRD#

5341060

Firm CRD#

25

Insurance License#

P129987

States Licensed in

FL GA NC VA CO

I work with the following types of clients

Non-Profit Organizations, Businesses, Individual Investors

Services

Investment Types

Bonds, Stocks, Annuities, Insurance, Mutual Funds, Options & Futures, Exchange Traded Funds (ETFs), Alternative Investments, Socially Responsible Investments (SRI)

I can meet clients in the following ways

Via email, Via phone, At my office, At your home, Video Conference, At your office

Compliance

Registered Investment Advisor

Yes

Registered Representative

Yes

Investment Advisor Representative

Yes

I am an acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CERTIFIED FINANCIAL PLANNER™ Certificant, Certified Wealth Strategist

Securities Licenses

Series 66, Series 7

Insurance and Annuity Licenses

Disability, Health, Variable Life, Long Term Care, Variable Annuity, Life, Annuity

Financial Organization Memberships

Certified Financial Planner

Compensation and Fees

Fee Structure

I am a fee-based financial professional

Minimum Portfolio Size for New Managed Accounts

$100,000

Compensation Methods

Based on Assets

Education

B.S. Financial Management - Finance

Florida Southern University
2003 - 2007