National Retirement Planning Experts

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Local Professionals

Robert Cox, MBA, Ph.D., ChFC, RICP, AEP

Cox Financial Group

17757 US Highway 19 N., Ste 100
Suite 100

Clearwater, FL 33764
(727) 4206358

Wealth Management Advisor

About Cox Financial Group

My firm helps families and businesses protect their assets, their income and their lifestyle...using financial, insurance, and investment strategies and solutions. My mission is to build long- term relationships based upon honesty, trust, and mutual respect, while helping clients achieve their financial goals.

General Information

Firm Start Year

1999

No.of Employees

2-4

CRD#

3261259

Firm CRD#

n/a

Insurance License#

D006750

Name of Broker/Dealer

Northwestern Mutual Investment Services, LLC

States Licensed in

FL, TX, GA, NC, NY, NJ, PA, IL, VA, NV, CA

Years of Experience in Financial Services

20

Number of Years with Current Firm

20

I work with the following types of clients

Businesses, Non-Profit Organizations, Individual Investors

Services

Investment Types

Exchange Traded Funds (ETFs), Diversified Portfolios, Insurance, Mutual Funds, Bonds, Stocks, Annuities

I can meet clients in the following ways

At my office, Via phone, Via email, At your office, At your home

Compliance

Registered Investment Advisor

Yes

Registered Representative

Yes

Investment Advisor Representative

Yes

I am an acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

Accredited Estate Planner (AEP), Retirement Income Certified Planner (RICP), Chartered Financial Consultant (ChFC®), Certified in Long-Term Care (CLTC)

Securities Licenses

Series 66, Series 65, Series 63, Series 7, Series 6

Insurance and Annuity Licenses

Disability, Long Term Care, Variable Annuity, Life, Health, Annuity, Variable Life

Financial Organization Memberships

Million Dollar Roundtable, Financial Planning Association (FPA), Society of Financial Services Professionals, National Association of Insurance and Financial Advisors (NAIFA), National Association of Estate Planners & Councils (NAEPC), National Association of Estate Planners & Councils

Firm Information

Firm's Number of Clients

500+

Firm's Number of Planning Clients

225

Firm's Number of Managed Clients

200

Assets Managed by Firm

$85,000,000

Advisor's Number of Clients

250+

Advisor's Number of Managed Clients

175

Advisor's Number of Planning Clients

135

Assets Managed by Advisor

$135,000,000

Compensation and Fees

Fee Structure

I am a Fee-Based financial professional

Minimum Portfolio Size for New Managed Accounts

$100,000

Compensation Methods

Commissions

Fee % Based on Assets

1.0%

Education

Masters in Business Administration - Business

Strayer University
1992 - 1994

Bachelors in Business Administration - MIS and Finance

Old Dominion University
1985 - 1988