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Chris Theis

Guardian Investments

28371 Dupont Boulevard
Unit 3

Millsboro, DE 19966
(877) 7128087

Virtus et Scientia

About Guardian Investments

Guardian Investments is an independent firm offering advice, a wide range of products, and services for every aspect of your financial life.

Before making a recommendation, we learn about you and your goals and dreams. We come along side and partner with you to make those goals and dreams a reality. We believe that pairing a thorough financial plan with a portfolio of high-quality investments suited to your particular investment objective and risk tolerance give you the best chance for success.

At Guardian we're here to help you pursue those goals and guide you through the complexities of planning things, such as your retirement. Using our client-centered approach, we seek to help you design a framework for your savings that will evolve with you over the years.

We specialize in providing individual and families with a structured and customized retirement plan. Our years of expertise combined with a highly personalized level of service allow us to design unique strategies that can help you:

Define your goals Maximize your savings Manage your assets Track and monitor your plan

At Guardian, this is our specialty. Let us focus on your financial plan so you can spend your time doing what you enjoy, both now and in the future.

General Information

Firm Start Year

2018

No.of Employees

2-4

CRD#

2453539

Firm CRD#

8032

Name of Broker/Dealer

Commonwealth Financial Network

Name of Custodial Firm

National Financial Services

States Licensed in

DE

Years of Experience in Financial Services

13

Number of Years with Current Firm

1

I work with the following types of clients

Non-Profit Organizations, Individual Investors, Businesses

Services

Investment Types

Exchange Traded Funds (ETFs), Insurance, Mutual Funds, Bonds, Stocks, Annuities

I can meet clients in the following ways

At my office, At your home

Compliance

Registered Investment Advisor

No

Registered Representative

Yes

Investment Advisor Representative

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

Certified Kingdom Advisor

Securities Licenses

Series 65, Series 7

Insurance and Annuity Licenses

Health, Life, Variable Annuity, Long Term Care, Variable Life

Firm Information

Firm's Number of Clients

160

Compensation and Fees

Fee Structure

I am a fee-based financial professional

Minimum Portfolio Size for New Managed Accounts

$50,000

Compensation Methods

Based on Assets

Education

Bachelor of Science - Business and Marketing

Messiah College
-

Disclosures

Disclaimer

This communication is strictly intended for individuals residing in the states of AL, AZ, CO, DE, FL, GA, IN, KS, MD, MI, NC, NH, NJ, OH, PA, SC, TN, TX. No offers may be made or accepted from any resident outside these states due to various state regulations and registration requirements regarding investment products and services. Investments are not FDIC- or NCUA-insured, are not guaranteed by a bank/financial institution, and are subject to risks, including possible loss of the principal invested. Securities and advisory services offered through Commonwealth Financial Network®, Member FINRA/SIPC, a Registered Investment Adviser. Review our Terms of Use: https://www.commonwealth.com/termsofuse.html