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Sam Chang CFA®

Capitol Region Group

71 Raymond Road

West Hartford, CT 06107
(860) 4743600

Be Wise With Money

About Capitol Region Group

The Capitol Region Group of Thrivent Financial offers a fee-based financial planning, investment management and protection strategy advisory service.

We help our clients, entrepreneurs and professionals, implement a best practices, holistic, multi-generational household financial plan for their families. We have experience across the investing industry with success identifying quality business and investment opportunities. We also bring a deep knowledge spanning commercial real estate finance and ultra high net worth wealth management. We can work with a client's existing team of professionals or help adjust or build an effective team. We offer new prospects a 10-15 min phone conversation to learn about us, our services, and fees, and to answer their questions. We also take that opportunity to learn about them as well. If interested, we then offer a 1 hour consultation (in person or via Skype) to help prospects start building their financial strategy and make a decision on our service.

We also have two offices in the Greater Hartford area: South Windsor and West Hartford.

General Information

Firm Start Year

2012

No.of Employees

2-4

CRD#

4240986

States Licensed in

CT, MA, ME, NC, and NY.

Work Experience

16 years of Wall Street experience

I work with the following types of clients

Individual Investors, Businesses

Services

Investment Types

Mutual Funds, Bonds, Exchange Traded Funds (ETFs), Annuities, Insurance, Socially Responsible Investments (SRI)

I can meet clients in the following ways

At my office, Video Conference, Via phone

Compliance

Registered Investment Advisor

Yes

Registered Representative

Yes

Investment Advisor Representative

Yes

I am an acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

Chartered Financial Analyst (CFA)

Securities Licenses

Series 7, Series 63

Insurance and Annuity Licenses

Life, Health, Annuity, Disability, Variable Annuity, Variable Life, Long Term Care

Firm Information

Advisor's Number of Clients

300

Compensation and Fees

Fee Structure

I am a fee-based financial professional

Minimum Portfolio Size for New Managed Accounts

100000

Compensation Methods

Based on Assets

Fee % Based on Assets

1-2

Hourly Rate

300

Education

BA - Economics

Trinity College
-