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Peter Scholtz

Scholtz & Company

107 Elm Street
Four Stamford Plaza, 5th Floor

Stamford, CT 06902

203-714-9900

About Scholtz & Company

Scholtz & Company is an investment management firm which provides customized investment services to individuals and institutions. Specifically, Scholtz & Company manages its clients' individual investment accounts to help build and maintain a bright financial future. At Scholtz & Company, we are committed to building lifelong client relationships by providing exceptional service, personalized portfolios and superior long-term performance. These are goals we have been successfully achieving since our firms beginning.

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General Information

Firm Start Year

1994

No. of Employees

5-9

CRD#

873183

Firm CRD#

107363

Name of Custodial Firm

U.S. Bank

States Licensed in

All 50 States

Years of Experience in Financial Services

30

Number of Years with Current Firm

25

Work Experience

Our lead Portfolio Manager, Peter Scholtz, has over 30 years of investment experience. Peter founded Scholtz & Company in 1994 and started with 17 million in assets under management which has grown to over 130 million today.

Work with the following types of clients

Non-Profit Organizations, Individual Investors, Businesses

Advisory Services Provided

Financial Planning for Individuals, Portfolio Management

Services

Investment Types

Stocks, Bonds

Can meet clients in the following ways

Your Office, Email, Your Home, Our Office, Phone

Compliance

Registered Investment Advisor

Yes

Registered Representative

Yes

Investment Advisor Representative

Yes

Acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

Have a clean record

Criminal Disclosures in Last 5 years

Have a clean record

Qualifications & Membership

Securities Licenses

Series 63, Series 65, Series 7

Financial Organization Memberships

SEC, FINRA

Firm Information

Firm's Number of Clients

120

Assets Managed by Firm

$276,965,093

Advisor's Number of Clients

110

Compensation and Fees

Fee Structure

Fee-Based

Education

MBA - Finance

Columbia University
1978 - 1979

BS - Economics

Ohio Wesleyan University
1970 - 1974

Disclosures

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Additional Detailed Disclosures

https://www.retirementplanning.net/disclosure/1882791/retirementplanning-scholtz-&-company-detailed-disclosure