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Rob Hoynes

Hoynes Financial Group, LLC

1157 Highland Ave
Suite 105

Cheshire, CT 06410

203-271-0222

About Hoynes Financial Group, LLC

Hoynes Financial Group, LLC was founded with the goal of assisting our clients in every aspect of their financial lives. We've provided some of the most personal service available, thus earning a reputation for excellence in our industry. For each of our clients we strive to help create financial stability and security to provide financial independence.

General Information

Firm Start Year

2010

No.of Employees

2-4

CRD#

4172783

Firm CRD#

4172783

Insurance License#

001070161

Name of Broker/Dealer

LPL Financial

Name of Custodial Firm

LPL Financial

States Licensed in

CT, MA, VT, NH, NY, NJ, VA, FL, CA, MI, IL,MI, SC, NC,GA, MI

Years of Experience in Financial Services

20

Number of Years with Current Firm

11

Work Experience

Hoynes Financial Group, LLC SagePoint Diversified Financial Solutions Sagemark Consulting Nestle Waters United States Army

I work with the following types of clients

Businesses, Individual Investors

Services

Investment Types

Bonds, Stocks, Annuities, Alternative Investments, Mutual Funds, Exchange Traded Funds (ETFs), Insurance, Socially Responsible Investments (SRI)

I can meet clients in the following ways

At your office, Via Email, Via Phone, At my office, At your home, Video Conference

Compliance

Registered Investment Advisor

Yes

Registered Representative

Yes

Investment Advisor Representative

Yes

I am an acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

ChFC®

Securities Licenses

Series 66, Series 7

Insurance and Annuity Licenses

Disability, Variable Annuity, Variable Life, Long Term Care, Life, Health, Annuity

Non-Financial Organization Memberships

Cheshire Chamber of Commerce Cheshire Lacrosse Club

Firm Information

Firm's Number of Clients

150

Firm's Number of Planning Clients

50

Firm's Number of Managed Clients

150

Assets Managed by Firm

$140mm

Advisor's Number of Clients

150

Advisor's Number of Managed Clients

100

Advisor's Number of Planning Clients

50

Assets Managed by Advisor

$140m

Compensation and Fees

Fee Structure

Fee-Based

Compensation Methods

Flat Fee

Fee % Based on Assets

1%

Additional Details on Charges

Fees are negotiable based on individual situations

Minimum Fee Charged for Managed Accounts

$2,000

Minimum Fee Charged for Hourly Planning Accounts

NA

Education

BS - Engineering

United States Military Academy @ West Point
July 1981 - May 1985

MSBA - Business

Boston University
- May 1992

Disclosures

Securities offered through LPL Financial. Member FINRA, SIPC. The information contained in this e-mail message is being transmitted to and is intended for the use of only the individual(s) to whom it is addressed. If the reader of this message is not the intended recipient, you are hereby advised that any dissemination, distribution or copying of this message is strictly prohibited

Disclaimer

Securities offered through LPL Financial. Member FINRA, SIPC. The information contained in this e-mail message is being transmitted to and is intended for the use of only the individual(s) to whom it is addressed. If the reader of this message is not the intended recipient, you are hereby advised that any dissemination, distribution or copying of this message is strictly prohibited.