National Retirement Planning Experts

National Coverage
Local Professionals

seller-profile

BRANNON HERTEL

MAC Insurance & Financial Services

16 Inverness Place E, D-200

Englewood, CO 80112
(720) 9801133

Take the Right Path

About MAC Insurance & Financial Services

Our clients are intelligent, successful people who prefer that someone else manage their investments and give them guidance about financial matters. The goal with every client relationship is to provide logical direction and strategies while demystifying the retirement process.

As independent financial planners and Accredited Investment Fiduciaries, we focus objectively on the needs of our clients instead of emphasizing a specific product or company. Independence allows us to advocate for clients by making recommendations appropriate to their specific plan and tolerance for risk.

General Information

Firm Start Year

2017

No.of Employees

1

CRD#

5295924

Firm CRD#

115368

Insurance License#

290785

Name of Broker/Dealer

Parkland Securities, LLC

Name of Custodial Firm

Fidelity; National Financial Services; Capital Group

States Licensed in

CO, AZ, FL, IA, IL, SC, SD, TX, WY

Years of Experience in Financial Services

13

Number of Years with Current Firm

3

I work with the following types of clients

Individual Investors, Businesses

Services

Investment Types

Mutual Funds, Alternative Investments, Exchange Traded Funds (ETFs), Annuities, Stocks, Bonds, Insurance

I can meet clients in the following ways

At your office, Via phone, At my office, At your home, Video Conference

Compliance

Registered Investment Advisor

No

Registered Representative

Yes

Investment Advisor Representative

Yes

I am an acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

AIF®

Securities Licenses

Series 66, Series 6, Series 7

Insurance and Annuity Licenses

Life, Variable Annuity, Health, Annuity, Disability, Long Term Care, Variable Life

Firm Information

Firm's Number of Clients

60

Firm's Number of Planning Clients

40

Firm's Number of Managed Clients

30

Assets Managed by Firm

17,000,000

Advisor's Number of Clients

60

Advisor's Number of Managed Clients

30

Advisor's Number of Planning Clients

40

Assets Managed by Advisor

$17,000,000

Compensation and Fees

Fee Structure

Fee-Based (Fee and Commissions)

Compensation Methods

Flat Fee

Fee % Based on Assets

.50 - .85

Additional Details on Charges

I don't employ a cookie-cutter approach with clients. Each person or family's situation is different, so their investment needs vary based on objectives, asset amounts, and investment selection. As a result, it would be inappropriate to define fees without having a clearer idea of a prospective client's needs. I will say, though, that I'm of the opinion that many financial professionals overcharge for their services. Not only am I transparent about fees, I'm sensitive of cost to value when working with clients.

Minimum Fee Charged for Managed Accounts

$500

Education

Bachelor of Arts -

University of Kansas
08/1991 - 12/1995

Master's -

Colorado College
06/2001 - 08/2004

Disclaimer

Securities offered through Parkland Securities, LLC. Member FINRA, SIPC. Brannon Hertel offers investment advisory services through Sigma Planning Corporation, a registered investment advisor, MAC Insurance & Financial Services, Inc is independent of Parkland Securities, LLC and SPC.