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Andy Lyford

Charlton Investment Services, Inc.

1231 S. Parker Rd Suite 104

Denver, CO 80231
(303) 6328692

About Charlton Investment Services, Inc.

At Charlton Investment Services we work hard to create one-on- one, long -term relationships focusing on all of our client's financial needs. Our Team approach to investment advice centers around your particular financial hopes and dreams. We know how critical aspirations such as sending your child to the right school, providing for a comfortable retirement, and financial independence late in life are to creating Financial Confidence.

General Information

Firm Start Year

2000

No.of Employees

2-4

CRD#

2277831

Firm CRD#

6413

Name of Broker/Dealer

LPL Financial

States Licensed in

CO, CA, NV, MA, KS, OR, WA

Years of Experience in Financial Services

27

Number of Years with Current Firm

21

Work Experience

I have been an Independent Financial Advisor since 1992.

I work with the following types of clients

Non-Profit Organizations, Individual Investors, Investment Clubs, Businesses

Services

Investment Types

Mutual Funds, FOREX & Currency, Alternative Investments, Exchange Traded Funds (ETFs), Insurance, Bonds, Commodities, Stocks, Annuities, Options & Futures, Socially Responsible Investments (SRI)

I can meet clients in the following ways

Via phone, At my office, At your home, At your office, Video Conference, Via email

Compliance

Registered Investment Advisor

Yes

Registered Representative

No

Investment Advisor Representative

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Securities Licenses

Series 6, Series 63, Series 7, Series 24

Insurance and Annuity Licenses

Life, Annuity, Variable Annuity, Variable Life, Long Term Care

Firm Information

Advisor's Number of Clients

100

Advisor's Number of Managed Clients

65

Advisor's Number of Planning Clients

20

Compensation and Fees

Fee Structure

Fee-Based (Fee and Commissions)

Minimum Portfolio Size for New Managed Accounts

$150,000

Compensation Methods

Based on Assets

Education

Bachelor of Arts - English Literature

Trinity College
1988 - 1992

Disclaimer

Andy Lyford is a Registered Representative with and securities and advisory services offered through LPL Financial, a Registered Investment Advisor, Member FINRA/SIPC (www.finra.org; www.sipc.org).LPL Financial is not affiliated with WiserAdvisor.com.