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Kirk Miller

Western International Securities

12729 Riverside Drive, # 313

Sherman Oaks, CA 91607
(574) 2610014

Your Financial Future

About Western International Securities

Western International Securities, Inc. was founded in 1995 to combine the same full service of the nation's largest financial institutions with the personal touch that is missing in so many firms today.

Our clearing relationships with National Financial Services Inc, and Pershing, LLC assure access to some of the most highly regarded research and market analysis. In addition, through extensive electronic news sources and databases, we can quickly provide market analysis and background information on literally thousands of investment possibilities throughout the world. NFS and Pershing offers state-of-the-art account access and online client reporting capabilities and is well regarded on the street for it's superior technology, service and support.Through these relationships, our Representatives have access to a full array of products and services as well as advanced trading capabilities, block trading, fixed income desks and managed account programs.

General Information

Firm Start Year

1995

No.of Employees

1000-1999

CRD#

5004970

Firm CRD#

39262

Insurance License#

0H62568

Name of Broker/Dealer

Western International Securities

Name of Custodial Firm

Fidelity

States Licensed in

AZ, CA, FL, MD, MI, NV, TX, VA, WA, WV

Years of Experience in Financial Services

12

Number of Years with Current Firm

2

I work with the following types of clients

Individual Investors, Non-Profit Organizations, Businesses, Investment Clubs

Services

Investment Types

Alternative Investments, Mutual Funds, FOREX & Currency, Bonds, Stocks, Annuities, Insurance, Commodities, Mortgages & Real Estate, Exchange Traded Funds (ETFs)

I can meet clients in the following ways

Via email, At your home, At your office, At my office, Via phone

Compliance

Registered Investment Advisor

No

Registered Representative

Yes

Investment Advisor Representative

Yes

I am an acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

MBA Finance - University of Notre Dame

Securities Licenses

Series 7, Series 66, Series 63

Insurance and Annuity Licenses

Health, Annuity, Variable Annuity, Long Term Care, Life

Firm Information

Assets Managed by Firm

$14,000,000,000

Advisor's Number of Clients

60

Advisor's Number of Managed Clients

60

Advisor's Number of Planning Clients

60

Compensation and Fees

Fee Structure

Fee-Based (Fee and Commissions)

Minimum Portfolio Size for New Managed Accounts

50000

Compensation Methods

Commissions

Additional Details on Charges

For those individuals who just want a financial plan the minimum charge is $1500. This would typically be included for managed accounts where fees are in excess of the $1500

Education

MBA - Finance

University of Notre Dame
August 2004 - May 2006