National Retirement Planning Experts

National Coverage
Local Professionals

Jack Dominge

Uptrex Wealth Advisors

4633 Old Ironsides Drive - Suite 436

Santa Clara, CA 95054
(650) 3979600

Wealth Without Worry

About Uptrex Wealth Advisors

Our focus is on helping Middle Class Millionaires plan for and enjoy the next stage of their life - Financial Independence.

We utilize a process so that we can understand what is important to you, whom are the people you care about and if there are causes meaningful to you.

We then begin development of your Customized Financial Plan with the focus on helping you transition successfully into Financial Independence.

In your Financial Plan, we will review and discuss the following:

Current Financial Position - Together we will analyze your assets, your liabilities, income and Net Worth.

Retirement & Income Planning - Projections and planning of asset positioning and allocations designed to offer optimal Risk Adjusted Returns and allow you to reach and exceed your goals. This can include use of Employer Retirement Plans, IRAs, Stock Options, and other investment vehicles.

Investment Planning & Management - Analysis of your current asset allocations, positioning, strategies, diversification and risk tolerance to assist you in achievement of your financial goals.

Tax Management - Ongoing analysis and planning to minimize tax impact and maximize after tax income. Introductions to appropriate tax professionals upon request.

Estate Planning - Jointly we will review your current estate plan and documents to ensure they are complete and up to date. Introductions to appropriate legal professionals upon request.

Lifestyle and Asset Protection - Review of your current insurance policies to ensure that you and your family are adequately protected.

General Information

Firm Start Year

2014

No.of Employees

2-4

CRD#

4471611

Firm CRD#

47275

Insurance License#

0D53275

Name of Broker/Dealer

SCF Securities Inc.

Name of Custodial Firm

TD Ameritrade, Fidelity, ETrade Advisor Services, Schwab

States Licensed in

CA, AZ, NV, TX, WA

Years of Experience in Financial Services

18

Number of Years with Current Firm

5

Qualifications & Membership

Securities Licenses

Series 66, Series 7

Insurance and Annuity Licenses

Long Term Care, Annuity, Life, Variable Annuity, Disability, Variable Life

Financial Organization Memberships

Paladin Registry

Non-Financial Organization Memberships

MVLA High School Foundation, KDFC Donor, KQED Donor, Decathlon Club, El Camino YMCA

Compensation and Fees

Fee Structure

I am a fee-based financial professional

Compensation Methods

Based on Assets

Education

BA - Pyschology and Business

San Jose State University
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Disclosures

CA Insurance License #0D53275 See Important Disclosures in the Link: http://www.scfsecurities.com/disc/John- Dominge

Disclaimer

Securities offered through SCF Securities, Inc. Member FINRA / SIPC. Investment advisory services offered through SCF Investment Advisors, Inc. 155 E. Shaw Ave. Suite 102, Fresno, California 93710. Uptrex LLC and SCF Securities, Inc. are independently owned and operated.