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Ryan Gunn, CFP®

Gunn Financial Associates

2122 S. El Camino Real, Suite B

San Clemente, CA 92672
(888) 9025999

Financial & Retirement Services

About Gunn Financial Associates

Gunn Financial Associates is a financial planning firm providing financial, retirement and investment services to individuals, families and small business owners.

Our firm has over 40 years of experience in financial planning and its elements of accounting, taxes, investments and insurance. We assist clients with analysis and decisions regarding their financial goals and build and preserve their wealth.

Financial Planning & Investment Services Include:

-Management of retirement & non-retirement investments

-Retirement income planning

-Tax planning to reduce income taxes

-Planning to preserve your assets and income

-Estate planning

General Information

Firm Start Year

1989

No.of Employees

2-4

CRD#

5326196

Firm CRD#

23131

Insurance License#

0I67971

Name of Broker/Dealer

Royal Alliance Associates, Inc.

Name of Custodial Firm

Several choices

States Licensed in

CA

Years of Experience in Financial Services

25+

Number of Years with Current Firm

10+

I work with the following types of clients

Retirees, Individual Investors, Businesses

Services

Investment Types

Mutual Funds, Alternative Investments, Bonds, Exchange Traded Funds (ETFs), Stocks, Insurance, Annuities, Mortgages & Real Estate, Socially Responsible Investments (SRI)

I can meet clients in the following ways

At your office, Via email, Via phone, At my office, At your home, Video Conference

Compliance

Registered Investment Advisor

No

Registered Representative

Yes

Investment Advisor Representative

Yes

I am an acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CERTIFIED FINANCIAL PLANNER™ Certificant

Securities Licenses

Series 66, Series 7

Insurance and Annuity Licenses

Disability, Variable Annuity, Variable Life, Long Term Care, Life, Annuity

Financial Organization Memberships

Academy of Preferred Financial Advisors

Firm Information

Firm's Number of Clients

100+

Firm's Number of Planning Clients

100+

Firm's Number of Managed Clients

100+

Assets Managed by Firm

$90,000,000+

Advisor's Number of Clients

100+

Advisor's Number of Managed Clients

100+

Advisor's Number of Planning Clients

100+

Assets Managed by Advisor

$90,000,000+

Compensation and Fees

Fee Structure

I am a fee-based financial professional

Minimum Portfolio Size for New Managed Accounts

$250,000

Compensation Methods

Flat Fee

Fee % Based on Assets

1%

Hourly Rate

250

Additional Details on Charges

Asset management fee is a tiered system based on assets under management with our firm.

Minimum Fee Charged for Hourly Planning Accounts

250

Education

B.A. Finance - Finance

University of Utah
July 2001 - May 2005

Disclaimer

Securities & advisory services offered through Royal Alliance Associates, Inc., member FINRA/SIPC. Insurance Services offered through Gunn Financial Associates and is not affiliated with Royal Alliance Associates,Inc.805.446.4600, CA Ins. 0I67971