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Ron Sanchez CFP®

Viewpoint Financial Network

7011 Koll Center Pkwy, Suite 260

Pleasanton, CA 94566
(925) 2278858

About Viewpoint Financial Network

We are a California-based wealth management firm with more than 30 years in the business, advising over $900 million in client assets, serving over 1,100 households.

Combining good people with the best technology is what distinguishes how clients experience us. We have structured the way we work with clients to serve them on their time. Our highly sophisticated technology works in the background so that our team can meet you where you are in life with a service that is highly personalized, nimble, and uncomplicated.

General Information

Firm Start Year

1990

No.of Employees

10-19

CRD#

4020484

Firm CRD#

8032

Name of Broker/Dealer

Commonwealth Financial Network

Name of Custodial Firm

National Financial Services

Years of Experience in Financial Services

20

Number of Years with Current Firm

3

I work with the following types of clients

Individual Investors, Non-Profit Organizations, Businesses

Services

Investment Types

Mutual Funds, Bonds, Stocks, Annuities, Alternative Investments, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)

I can meet clients in the following ways

Via email, Via phone, At my office, At your home, Video Conference, At your office

Compliance

Registered Investment Advisor

No

Registered Representative

Yes

Investment Advisor Representative

Yes

I am an acknowledged fiduciary

No

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CDFA®, LUTCF®

Securities Licenses

Series 65, Series 7, Series 63

Insurance and Annuity Licenses

Life, Annuity, Disability, Variable Annuity, Variable Life, Long Term Care

Firm Information

Firm's Number of Clients

1100

Assets Managed by Firm

516,599,635

Advisor's Number of Clients

132

Advisor's Number of Managed Clients

73

Assets Managed by Advisor

19,226,338

Compensation and Fees

Fee Structure

Fee-Based (Fee and Commissions)

Compensation Methods

Based on Assets

Fee % Based on Assets

1.00-0.65

Minimum Fee Charged for Managed Accounts

0.65

Education

Bachelor of Science - Psychology

University of California, Davis
9/1/1994 - 06/01/1997

Disclosures

Disclaimer

This communication is strictly intended for individuals residing in the states of AZ, CA, CO, MT, NJ, NV, NY, OR, WA. No offers may be made or accepted from any resident outside these states due to various state regulations and registration requirements regarding investment products and services. Investments are not FDIC- or NCUA-insured, are not guaranteed by a bank/financial institution, and are subject to risks, including possible loss of the principal invested. Ron Sanchez, CA Insurance Lic. # 0C77985 is a Registered Representative and an Investment Adviser Representative with/and offers securities and advisory services through Commonwealth Financial Network®, Member FINRA, SIPC, a Registered Investment Adviser. Fixed insurance products and services offered through CES Insurance Agency.