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Theodore E. Saade CFP®, AIF®, CMFC

Signature Estate & Investment Advisors, LLC

2121 Avenue of the Stars
Suite 1600

Los Angeles, CA 90067
(310) 7122356

About Signature Estate & Investment Advisors, LLC

Welcome to Signature Estate & Investment Advisors, LLC

Signature Estate & Investment Advisors, LLC (SEIA®) is a Registered Investment Advisory firm offering Investment Management and Financial Planning Services tailored to meet the unique needs of affluent individuals, institutions, and corporations.

SEIA's reputation is earned on a daily basis, in each client relationship and professional affiliation we maintain. Accordingly, these values shape our firm:

SEIA mandates extensive and comprehensive requirements for all advisors in the areas of accredited degrees, professional designations, licensing, and ethics requirements

Continuous enhanced education and experience enable our Certified Financial Planners (CFP®) and Chartered Financial Analysts (CFA®) to design individually tailored strategies and provide relationship-based financial advice meeting both the short and long term goals of each client

Confidential, unbiased, high quality financial advice is the core of our wealth management strategies

General Information

Firm Start Year

1997

No.of Employees

50-99

CRD#

2650992

Firm CRD#

108163

Insurance License#

0B63654

Name of Broker/Dealer

Royal Alliance

Name of Custodial Firm

Charles Schwab, Fidelity

States Licensed in

California

Years of Experience in Financial Services

25

Number of Years with Current Firm

25

I work with the following types of clients

Businesses, Individual Investors

Services

Investment Types

Mutual Funds, Options & Futures, Alternative Investments, Exchange Traded Funds (ETFs), Bonds, Stocks, Annuities, Insurance, Socially Responsible Investments (SRI)

I can meet clients in the following ways

Via phone, At my office, At your home, Video Conference, Via email, At your office

Compliance

Registered Investment Advisor

Yes

Registered Representative

Yes

Investment Advisor Representative

Yes

I am an acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

Accredited Investment Fiduciary® (AIF), Chartered Mutual Fund Counselor (CMFC®), CERTIFIED FINANCIAL PLANNER™ Certificant

Securities Licenses

Series 63, Series 6, Series 7, Series 65

Insurance and Annuity Licenses

Variable Annuity, Annuity, Life, Long Term Care, Variable Life, Disability

Firm Information

Firm's Number of Clients

2500

Assets Managed by Firm

$10 Billion

Assets Managed by Advisor

$380 M

Compensation and Fees

Fee Structure

Fee-Based (Fee and Commissions)

Minimum Portfolio Size for New Managed Accounts

$250,000

Compensation Methods

Based on Assets

Fee % Based on Assets

.5 ~1.5%

Hourly Rate

$750

Additional Details on Charges

The Actual fee for any portfolio is negotiated based on the unique objectives of each client, the complexity of the investment plan, the types of assets held in the account, and other factors

Education

Bachelor of Science - Economics

UCLA
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