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Tami Simpson

Wealth Financial Group West, Inc.

650 Town Center Dr #920

Costa Mesa, CA 92626
(714) 6174394

WFGWEST

About Wealth Financial Group West, Inc.

Our Personalized Approach

You've spent your life defining the perfect retirement

...and you've worked each day to save for it. Now it's time to ensure you can live your retirement the way you've always dreamed. What do you envision when you fall asleep? What personal goals do you have for yourself? What adventures do you want to experience? These questions to ask yourself are important, and so is the financial strategy you choose to implement. We?re here to help you develop a financial plan-a plan that might help you achieve everything you've always wanted in your life and retirement.

Define It

Defining your future retirement is the first step in achieving it. We'll help you to identify what is truly meaningful and what is important to you. Plan It

With an idealistic vision in mind, it's time to start planning your finances to successfully support that vision. It's never too early or too late to start. Live It

When you are confident in your financial plan and strategy, there's one last step. Get out there and enjoy the life you've always dreamed.

General Information

Firm Start Year

2007

No.of Employees

5-9

CRD#

5263487

Firm CRD#

152665

Name of Broker/Dealer

Gradient Advisors, LLC

Name of Custodial Firm

T.D. Ameritrade

Years of Experience in Financial Services

15

Number of Years with Current Firm

12

Work Experience

I have been working specifically with retired or retiring couples for 12 years.

I work with the following types of clients

Individual Investors, Businesses

Services

Investment Types

Exchange Traded Funds (ETFs), Mutual Funds, Bonds, Stocks, Annuities, Insurance, Mortgages & Real Estate, Socially Responsible Investments (SRI)

I can meet clients in the following ways

At my office, At your office

Compliance

Registered Investment Advisor

Yes

Registered Representative

Yes

Investment Advisor Representative

Yes

I am an acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CERTIFIED FINANCIAL PLANNER™ Certificant, Accredited Domestic Partner Advisor (ADPA®), Chartered Retirement Planning Counselor (CRPC®)

Securities Licenses

Series 65

Insurance and Annuity Licenses

Health, Annuity, Disability, Life, Long Term Care

Financial Organization Memberships

Financial Planning Association (FPA)

Firm Information

Firm's Number of Clients

600

Firm's Number of Planning Clients

600

Firm's Number of Managed Clients

300

Assets Managed by Firm

$115,000,000.00

Advisor's Number of Clients

600

Advisor's Number of Managed Clients

300

Advisor's Number of Planning Clients

400

Assets Managed by Advisor

$115,000,000.00

Compensation and Fees

Fee Structure

I am a fee-based financial professional

Minimum Portfolio Size for New Managed Accounts

$250,000

Compensation Methods

Commissions

Fee % Based on Assets

0.80%

Hourly Rate

$250

Additional Details on Charges

Either asset based fee or hourly rate applies. Clients are not subject to both.

Minimum Fee Charged for Managed Accounts

0.8%

Minimum Fee Charged for Hourly Planning Accounts

$250

Education

Masters of the Arts - Theology

Fuller Theological Seminary
1996 - 2002

Associate of Science - Registered Nurse

Loma Linda University
1976 - 1978

Personal Financial Planning - Personal Financial Planning

University of California Irvine
2009 - 2011