National Retirement Planning Experts

National Coverage
Local Professionals

seller-profile

Rodd Miller, CFP®

Miller Wealth Management

1901 Camino Vida Roble
Suite 112

Carlsbad, CA 92008
(760) 8564428

San Diego Family CFO

About Miller Wealth Management

Miller Wealth Management is an independent wealth management firm dedicated to helping our clients strategize and pursue important milestones throughout their financial lives. Ongoing, open communication with our clients is the cornerstone of our business. Let's talk! We serve: Individuals and Families, Small and Mid-Sized Business and their employees. We offer - Wealth Management, Retirement Planning, Investment Management, Financial Positioning, Insurance Planning, Risk Planning, 401K and other Business Retirement Strategies.

Our Mission-

Very simple - Financial growth for you, your family or business. We build lasting relationships based on trust by delivering customized financial guidance and unmatched personal service. Ultimately, our goal is to be viewed by ourclients as their family CFO or a trusted advisor to their business - an experienced professional to assist them executing their financial plan. We see ourselves as an extension of the family unit.

Our Investment Philosophy -

Invest according to the client's goals, understand the job of each investment, use diversification to manage risk and adjust the portfolio when appropriate.

All investing involves risk, including loss of principal. No strategy assures success or protects against loss. There is no guarantee that a diversified portfolio will enhance overall returns or outperform a non-diversified portfolio. Diversification does not protect against market risk.

General Information

Firm Start Year

2011

No.of Employees

2-4

CRD#

4984062

Firm CRD#

6413

Insurance License#

CA #0G90505

Name of Broker/Dealer

LPL Financial

Name of Custodial Firm

LPL Financial

States Licensed in

AL, AZ, CA, CT, IN, MT, TX, WY

Years of Experience in Financial Services

10

Number of Years with Current Firm

7

Services

Investment Types

Alternative Investments, Mutual Funds, Options & Futures, Bonds, Stocks, Annuities, Exchange Traded Funds (ETFs)

I can meet clients in the following ways

At my office, Via phone, At your office, Via email

Qualifications & Membership

Certifications, Accreditations & Designations

CERTIFIED FINANCIAL PLANNER™ Certificant

Securities Licenses

Series 66, Series 24, Series 7

Insurance and Annuity Licenses

Health, Annuity, Variable Life, Long Term Care, Variable Annuity, Life

Firm Information

Firm's Number of Clients

80

Firm's Number of Planning Clients

80

Firm's Number of Managed Clients

80

Assets Managed by Firm

$50,000,000

Assets Managed by Advisor

$50,000,000

Compensation and Fees

Fee Structure

Fee-Based (Fee and Commissions)

Minimum Portfolio Size for New Managed Accounts

$100,000

Compensation Methods

Based on Assets

Education

Bachelor of Business Administration - Finance and Real Estate

University of San Diego
August 1997 - May 2001

Disclosures

www.sipc.org

Disclaimer

Securities offered through LPL Financial, Member FINRA/SIPC. Investment Advice offered through Golden State Wealth Management, a Registered Investment Advisor. Golden State Wealth Management and Miller Wealth Management are separate entities from LPL Financial.