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Brent Hanson CFP®

Financial Life Plans

340 Rosewood Avenue
Suite P

Camarillo, CA 93010
(805) 4451992

Meeting the Demands of a Challenging World

About Financial Life Plans

We are passionate about the opportunities we have to make a positive impact on your life. We have tailored our practice to offer what we believe are unique benefits that separate us from the average firm. As financial advisors, we play a role in your life's most meaningful moments. You trust us to assess your needs, understand your concerns, and offer relevant recommendations to address your unique situation. We do not take your trust lightly and strive to earn it every day. We are supported by a network of premier partners, who bring strength, stability and security to strategies that are designed to work for today and tomorrow. All with one goal in mind: your success.

OUR COMMITMENT TO YOU: We will listen to what's important to you about money and life With your guidance, we strive to build a sustainable plan designed to help you achieve your goals. We will monitor your plan and investments and communicate often and transparently about your progress. When life presents challenges, we will help you and your loved ones get through those challenges. We settle for nothing less than client service excellence. Beyond providing financial planning, investment management, and insurance services, we help you make decisions, provide clarity, and ensure you are comfortable with where your roadmap is leading you. We make a lifetime commitment to every client we serve, treating you like a member of our family.

General Information

Firm Start Year

2007

No.of Employees

2-4

CRD#

1832012

Firm CRD#

23131

Insurance License#

0685991

Name of Broker/Dealer

Royal Alliance Associates, Inc.

Name of Custodial Firm

Pershing, LLC

States Licensed in

AZ, CA, CO, FL, HI, MD, NE, OR and TX

Years of Experience in Financial Services

31

Number of Years with Current Firm

12

Work Experience

September 2007-present: Investment Advisory Representative through Royal Alliance Associates, Inc.

March 1997-September 2007: Independent life insurance agent and head of own insurance agency offering life insurance, disability insurance, long term care insurance, and fixed and fixed indexed annuities.

September 1989-February 1997: District Manager for Independent Order of Foresters (IOF Foresters) in Reno, NV 1989-1994, then Ventura, CA 1994-1997. Hired and trained advisors and personally worked with clients on life insurance, disability insurance, long term care insurance, and fixed annuity planning.

September 1985-August 1989: Representative for Independent Order of Foresters (IOF Foresters) working with clients on their life insurance, disability insurance, long term care insurance, and fixed annuity planning.

1979-August 1985: Real estate agent and 1/3 partner of a mortgage brokerage firm.

I work with the following types of clients

Individual Investors, Non-Profit Organizations, Businesses

Services

Investment Types

Managed accounts, Alternative Investments, Exchange Traded Funds (ETFs), Insurance, Annuities, Stocks, Bonds, Mutual Funds, Socially Responsible Investments (SRI)

I can meet clients in the following ways

Video Conference, At your home, At my office, Via phone, At your office

Compliance

Registered Investment Advisor

No

Registered Representative

Yes

Investment Advisor Representative

Yes

I am an acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CERTIFIED FINANCIAL PLANNER™ Certificant, Certified in Long-Term Care (CLTC)

Securities Licenses

Series 7, Series 63, Series 65

Insurance and Annuity Licenses

Long Term Care, Variable Life, Annuity, Health, Life, Variable Annuity, Disability

Financial Organization Memberships

National Association of Insurance and Financial Advisors (NAIFA)

Firm Information

Firm's Number of Clients

256

Firm's Number of Planning Clients

136

Firm's Number of Managed Clients

136

Assets Managed by Firm

$55,000,000

Advisor's Number of Clients

256

Advisor's Number of Managed Clients

136

Advisor's Number of Planning Clients

136

Assets Managed by Advisor

$24,485,000

Compensation and Fees

Fee Structure

I am a fee-based financial professional

Minimum Portfolio Size for New Managed Accounts

$100,000

Compensation Methods

Flat Fee

Fee % Based on Assets

1.2

Hourly Rate

$200

Additional Details on Charges

The fee percentage shown is an average charge. Depending on the complexity of the clients plan and ongoing requirements, actual fee agreed upon may be more or less than the 1.2% indicated.

Minimum Fee Charged for Managed Accounts

$1,000

Minimum Fee Charged for Hourly Planning Accounts

$400

Education

Certificate - Personal Financial Planning

University of California Santa Barbara
03/27/2004 - 03/27/2006

Disclaimer

Michael Brent Hanson is a Registered Representative of and offers securities products & advisory services through Royal Alliance Associates, Inc., a registered broker-dealer and registered investment advisor, Member FINRA/SIPC. In this regard, this communication is strictly intended for individuals residing in the states of AZ, CA, CO, FL, HI, MD, NE, OR and TX. No offers may be made or accepted from any resident outside the specific state(s) referenced. Financial Life Plans is a marketing name for services offered through Royal Alliance Associates, Inc. Certain insurance products may be provided by Brent Hanson as an individual under his insurance license in the state of California #0685991