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Simon Reeves

TideRock Financial

30 Enterprise, Suite #190

Aliso Viejo, CA 92656
(877) 4333665

Investments and Wealth Management

About TideRock Financial

Simon brings 20 years of investment experience to his role as founder and chief executive officer of TideRock Financial. He specializes in advising wealthy families and high-net worth individuals to help them achieve their long-term investment goals, including estate and heritage planning. As a former Wall Street trader, Simon utilizes his unique investment insight to create globally diversified, tax efficient portfolios based on solid academic research and an in-depth analysis of economic, political, and social developments around the world. His clients include current and former professionals at the top of their respective fields, including CEOs, entrepreneurs, hedge fund managers, and attorneys.

General Information

Firm Start Year

2004

No.of Employees

2-4

CRD#

2835991

Firm CRD#

155622

Insurance License#

Life & Health

States Licensed in

CA

Years of Experience in Financial Services

25

Number of Years with Current Firm

10

I work with the following types of clients

Businesses, Individual Investors, Non-Profit Organizations

Services

Investment Types

Alternative Investments, Insurance, Mutual Funds, Options & Futures, Bonds, Stocks, Annuities

I can meet clients in the following ways

At your office, Via email, Via phone, At my office, At your home

Compliance

Registered Investment Advisor

Yes

Registered Representative

Yes

Investment Advisor Representative

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

Registered Investment Advisor (RIA) (State or SEC) or RIA representative

Securities Licenses

Series 65

Insurance and Annuity Licenses

Health, Long Term Care, Variable Annuity, Life, Annuity

Financial Organization Memberships

FINRA (Financial Industry Regulatory Authority, Paladin Registry

Firm Information

Assets Managed by Firm

$95,000,000.00

Compensation and Fees

Fee Structure

Fee-Based (Fee and Commissions)

Minimum Portfolio Size for New Managed Accounts

$500,000

Compensation Methods

Flat Fee

Education

Bachelor of Arts - General Studies with emphasis on Global Economics

University of Michigan
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