CALTON & ASSOCIATES, INC.

2701 N. Rocky Point Drive
Suite 1000
Tampa, Florida 33607
Tel: 813-264-0440

About CALTON & ASSOCIATES, INC.

CALTON & ASSOCIATES, INC, formally registered with the SEC as CALTON & ASSOCIATES, INC. The firm was established in 04/07/2009. They have over 150 offices throughout the country.

CALTON & ASSOCIATES, INC. is a Tampa, Florida based Financial Planning firm with nearly $970,466,410 assets under management, offering retirement planning & investment advisory services to 6750 clients. The firm is staffed with 486 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	20999
SEC#	801-70036
Assets Managed by Firm	$970,466,410
No. of Clients	6750
No. of Advisors	486

Fee Structure

A Percentage of AUM
Hourly charges
Fixed Fees
Commision Based
Performance Based

Advisory Services Provided

Financial Planning
Portfolio Management for Individuals
Portfolio Management for Business
Pension Consulting Services
Selection of Other Advisors

Firm Client Information

	No. of Clients	AUM
Firm Total	6750	$970,466,410
Individuals (other than high net worth individuals)	5207	$716,544,082
High net worth individuals	108	$221,742,733
Pension and profit sharing plans	170	$32,179,595

Inquire with CALTON & ASSOCIATES, INC.

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