Featured Business Financial Advisor in Tequesta, FL
Tequesta Financial Advisors
Cary Stamp & Company
110 Bridge Road
Tequesta, FL 33469
Phone Number
“Principled Wealth Advisors”
Advisor Profile
Daniel Roth, ChFC®
Name:  Daniel Roth, ChFC®
Website:  Visit Website
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Daniel Roth is a Registered Representative and Investment Adviser Representative with/and offers securities and advisory services through Commonwealth Financial Network, Member FINRA, SIPC, a Registered Investment Adviser. This communication is strictly intended for individuals residing in the states of CA, CT, FL, GA, MA, and TX. No offers may be made or accepted from any resident outside these states due to various state regulations and registration requirements regarding investment products and services.. Review our Terms of Use:https://www.commonwealth.com/termso fuse.html

About Cary Stamp & Company

Our advisory team provides sophisticated wealth management and financial solutions founded on fiduciary principles. For those who have a need for planning, we create principled, holistic plans that align with your goals and aspirations, needs, investment objectives, risk tolerance, and time horizon.
 

General Information

CRD#:    6127620
Firm CRD#:    8032
Name of Broker/Dealer:    COMMONWEALTH FINANCIAL NETWORK
States Willing to do Business in:   
Years of Experience in Financial Services:    8
Number of Years with Current Firm:    8
I work with the following types of clients:    Non-Profit Organizations, Businesses, Individual Investors
 

Services

Investment Types:    Alternative Investments, Mutual Funds, Bonds, Stocks, Annuities, Insurance, Mortgages & Real Estate, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)
I can meet clients in the following ways:    At my office, At your office, At your home, Via phone, Via email
 

Qualifications & Memberships

Certifications, Accreditations & Designations:    Chartered Financial Consultant (ChFC®)
Securities Licenses:    Series 66, Series 7
 

Compliance

Registered Investment Advisor:    Yes
Registered Representative:    Yes
Investment Advisor Representative:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation and Fees

Fee Structure:    I am a fee-based financial professional
Minimum Portfolio Size for New Managed Accounts:    $100k+
Compensation Methods:    Hourly, Based on Assets, Flat Fee
 
 
 
Prepared By: Daniel Roth, ChFC®

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