Featured Business Financial Advisor in Plymouth, MA
Plymouth Financial Advisors
Ameriprise Financial
15 Caswell Lane
Plymouth, MA 02632
Phone Number
Advisor Profile
Hilary OMalley BFAŽ
Name:  Hilary OMalley BFAŽ
Website:  Visit Website

About Ameriprise Financial

Ameriprise is a full service wealth management firm that has been advising individuals and their families and corporate clients since 1894. Our mission is to put clients interests and needs first through a system of goal based financial planning and to help our clients plan for unanticipated life events. We have a disiplined method when working with clients that enables us to capture a consise picture for each individual set of circumstances. Implementing a goal based financial plan enables us to keep our clients on the path to achieving financial objectives. We present sophisticated financial planning tools to our clients that allows us to eliminate the burden of doing it yourself. As a prospective client you can expect an initial meeting that will be a fact finding exercise during which time your questions will be addressed and you will learn more about us and our process. The initial meeting also serves as an opportunity for us to determine if we are an appropriate fit for each client. Once this is determined, we review your current financial picture and generate a goal based financial plan. This financial plan is monitored by us and reviewed annually. We work as a team and are committed to client satisfaction, all calls and emails are returned the same business day.
 

General Information

CRD#:    2314563
Firm CRD#:    6361
Name of Broker/Dealer:    Plymouth Rock Financial
Name of Custodial Firm:    Ameriprise Financial
States Licensed in:    All New England States Florida Minnesota, South Dakota California.
States Willing to do Business in:    all of Massachusetts
Years of Experience in Financial Services:    20
Number of Years with Current Firm:    8
Work Experience:    I have been providing financial advice and estate planning for my clients for twenty years beginning in the industry immediately out of college. I currently work for Ameriprise Financial but have gained knowledge and experience from several Wall Street Firms.
I work with the following types of clients:    Non-Profit Organizations, Individual Investors, Businesses
 

Services

Investment Types:    Mutual Funds, Options & Futures, Exchange Traded Funds (ETFs), Bonds, Stocks, Annuities, Socially Responsible Investments (SRI)
I can meet clients in the following ways:    Via phone, At my office, At your home, Video Conference, Via email, At your office
 

Qualifications & Memberships

Certifications, Accreditations & Designations:    BFA
Securities Licenses:    Series 7, Series 65, Series 63
Insurance and Annuity Licenses:    Annuity, Variable Life, Variable Annuity, Life, Health
 

Compliance

Registered Representative:    Yes
I am an acknowledged fiduciary:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation and Fees

Fee Structure:    I am a fee-based financial professional
Minimum Portfolio Size for New Managed Accounts:    $200,000
Compensation Methods:    Based on Assets
Fee % Based on Assets:    .5 to 1 %
Minimum Fee Charged for Managed Accounts:    .5%
 
 
 
Prepared By: Hilary OMalley BFAŽ

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