Featured Business Financial Advisor in Plymouth, MA
Plymouth Financial Advisors
Ameriprise Financial
15 Caswell Lane
Plymouth, MA 02632
Phone Number
Advisor Profile
Hilary OMalley BFAŽ
Name:  Hilary OMalley BFAŽ
Website:  Visit Website

About Ameriprise Financial

Comprehensive financial Planning focusing on a long term approach that helps our clients prepare for the future and the possibility of unforeseen events.
 

General Information

CRD#:    2314563
Firm CRD#:    6361
Name of Broker/Dealer:    Plymouth Rock Financial
Name of Custodial Firm:    Ameriprise Financial
States Licensed in:    All New England States Florida Minnesota and California.
States Willing to do Business in:    Brewster,Buzzards Bay,Cataumet,Chatham,Cotuit,Cuttyhunk,Dennis,Dennis Port,East Falmouth,East Sandwich,East Wareham,Eastham,Edgartown,Falmouth,Forestdale,Harwich,Harwich Port,Marion,Marstons Mills,Mashpee,Mattapoisett,North Chatham,North Falmouth,Onset,Orleans,Plymouth,Pocasset,Sandwich,South Carver,South Chatham,South Dennis,South Harwich,South Yarmouth,Vineyard Haven,Wareham,Wellfleet,West Chatham,West Dennis,West Harwich,West Tisbury,West Wareham,West Yarmouth,Woods Hole,Yarmouth Port,Middlesex County
Years of Experience in Financial Services:    20
Number of Years with Current Firm:    8
Work Experience:    I have been providing financial advice and estate planning for my clients for twenty years beginning in the industry immediately out of college. I currently work for Ameriprise Financial but have gained knowledge and experience from several Wall Street Firms.
I work with the following types of clients:    Non-Profit Organizations, Businesses, Individual Investors
 

Services

Investment Types:    Mutual Funds, Options & Futures, Exchange Traded Funds (ETFs), Bonds, Stocks, Annuities, Socially Responsible Investments (SRI)
I can meet clients in the following ways:    Via phone, At my office, At your home, Video Conference, Via email, At your office
 

Qualifications & Memberships

Securities Licenses:    Series 7, Series 63, Series 65
Insurance and Annuity Licenses:    Annuity, Health, Variable Life, Variable Annuity, Life
 

Compliance

Registered Representative:    Yes
I am an acknowledged fiduciary:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation and Fees

Fee Structure:    I am a fee-based financial professional
Minimum Portfolio Size for New Managed Accounts:    $200,000
Compensation Methods:    Based on Assets, Commissions
Fee % Based on Assets:    .5 to 1 %
Minimum Fee Charged for Managed Accounts:    .5%
 
 
 
Prepared By: Hilary OMalley BFAŽ

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