Featured Business Financial Advisor in Costa Mesa, CA
Costa Mesa Financial Advisors
HN Financial Group
650 Town Center Dr., # 1400
Costa Mesa, CA 92626
Phone Number
“Wealth Management, Life Style and Legacy”
Advisor Profile
Name:  Robert Nevarez,PFP
Website:  Visit Website
Disclosure Link:
https://www.hnfinancialgroup...
Disclaimer
Securities offered through Dempsey Lord Smith, LLC Member FINRA/SIPC Advisory Services offered through Dempsey Lord Smith, LLC HN Financial Group does not offer tax/legal advice. Please consult your CPA or attorney for more information.

About HN Financial Group

Here at HN Financial Group, we have a combined 38 years of
industry experience, and our partnership allows us to bring a
fresh, innovative approach to financial planning. We strive to
shake off the limited thought processes of other firms and try to
address our clients? needs with a fine touch, precisely and
proactively making changes and adjustments to their portfolios in
order to both protect their assets and increase their financial
worth. Our priority is to help people retire with confidence, and
we love doing it.

Led by partners Robert Nevarez and Gali Horev, the HN Financial
team has helped hundreds of clients with their short- and long-
term financial goals, individualizing our process to their
specific needs. If there is anything we?ve come to understand
about wealth management, it?s that every client is unique in
their expectations and that their goals and needs can ? and often
do ? change quickly and unexpectedly. Every HN associate is well
prepared for the challenge, primed and ready to serve, poised to
take advantage of every opportunity while acting as guardians to
our clients and their wealth.

We look forward to changing the way our clients think about
portfolio management and the financial industry, utilizing both
state-of-the-art technology and tried-and-true tricks of the
trade. We?re excited about the possibilities; we want you to be
too.
 

General Information

CRD#:    4039930
Firm CRD#:    141238
SEC File#:    141238
Insurance License#:    0C93097
Name of Broker/Dealer:    Dempsey Lord Smith, LLC
Name of Custodial Firm:    National Financial Services
States Licensed in:    CA
States Willing to do Business in:    Aliso Viejo,Anaheim,Brea,Buena Park,Capistrano Beach,Chino Hills,Corona,Corona Del Mar,Dana Point,Diamond Bar,Fullerton,Huntington Beach,Irvine,La Habra,Laguna Beach,Laguna Hills,Laguna Niguel,Lake Forest,Long Beach,Mission Viejo,Newport Beach,Newport Coast,Orange,Placentia,San Clemente,San Juan Capistrano,Seal Beach,Torrance,Trabuco Canyon,Tustin,Villa Park,Westminster,Yorba Linda
Years of Experience in Financial Services:    19
Number of Years with Current Firm:    2
 

Qualifications & Memberships

Certifications, Accreditations & Designations:    PFP
Securities Licenses:    Series 63, Series 24, Series 6, Series 7, Series 65
Insurance and Annuity Licenses:    Life, Variable Annuity, Variable Life, Long Term Care
Financial Organization Memberships:    Investments & Wealth Institute (IWI)
 

Firm Information

Firm's Number of Clients:    250
Firm's Number of Planning Clients:    100
Firm's Number of Managed Clients:    250
Assets Managed by Firm:    $80,000,000
Assets Managed by Advisor:    $30,000,000
 

Compliance

Registered Representative:    Yes
Investment Advisor Representative:    Yes
I am an acknowledged fiduciary:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation and Fees

Fee Structure:    I am a fee-based financial professional
Compensation Methods:    Flat Fee, Based on Assets, Hourly, Subscriptions
Fee % Based on Assets:    1.5%-1.0%
Hourly Rate:    250
Additional Details on Charges:    My fees are based on Asset that I manage and are reduced at certain asset levels.
Minimum Fee Charged for Managed Accounts:    $1000
Minimum Fee Charged for Hourly Planning Accounts:    $200
 
 
 
Prepared By: Robert Nevarez,PFP

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