Featured Business Financial Advisor in Lexington, MA
Lexington Financial Advisors
Bickling Financial Services, Inc
35 Bedford Street, Suite 15
Lexington, MA 02420
(781) 862-9792
“To build and preserve wealth for our clients”
Advisor Profile
Spencer Betts
Name:  Spencer Betts
Phone Number:  (781) 862-9792
Website:  Visit Website
Disclaimer
Securities offered through LPL Financial, Member FINRA/SIPC. Investment Advice offered through Bickling Financial Services, Inc., a registered investment advisor and separate entity from LPL Financial

About Bickling Financial Services, Inc

Bickling Financial Services, Inc., was founded in 1984 by Dorothy Bickling. At the inception of Bickling Financial Services Dorothy set the priorities of the firm:

- to provide advice with the best interest of the clients as the primary consideration

- to make sure that clients understand their investment options

- to provide sage, objective counsel supporting each client's financial decisions

Dorothy and her sons, Spencer Betts and Andrew Betts, have more than 50 years of combined experience. We are proud of our multi-generational heritage and plan on extending it into the future.
 

General Information

CRD#:    4285560
Insurance License#:    1771316
Name of Broker/Dealer:    LPL Financial Services
Name of Custodial Firm:    LPL Financial Services
States Licensed in:    CA, CO, CT, FL, IL, LA, MA, ME, NC, NE, NH, NJ, NM, NY, OH, OK, PA, RI, SC, VA, VT, WA
States Willing to do Business in:    Acton,Andover,Bedford,Billerica,Boston,Boxborough,Cambridge,Carlisle,Chelmsford,Concord,Danvers,Groton,Harvard,Lincoln,Littleton,Lowell,Maynard,Nashua,North Billerica,North Chelmsford,North Reading,Stow,Sudbury,Wakefield,Walpole,Waltham,Wayland,Westford,Winchester,Woburn
Years of Experience in Financial Services:    30+
Number of Years with Current Firm:    30+
 

Qualifications & Memberships

Certifications, Accreditations & Designations:    CERTIFIED FINANCIAL PLANNER™ Certificant, Accredited Investment Fiduciary® (AIF)
Securities Licenses:    Series 6, Series 7, Series 63, Series 24
Insurance and Annuity Licenses:    Disability, Variable Life, Long Term Care, Variable Annuity, Life, Annuity
Financial Organization Memberships:    Paladin Registry
Non-Financial Organization Memberships:    Rotary Club of Lexington
 

Firm Information

Firm's Number of Clients:    450
Assets Managed by Firm:    200,000
Assets Managed by Advisor:    200,000
 

Compliance

Registered Investment Advisor:    Yes
Registered Representative:    Yes
Investment Advisor Representative:    Yes
I am an acknowledged fiduciary:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation and Fees

Fee Structure:    I am a fee-based financial professional
Compensation Methods:    Commissions, Based on Assets, Flat Fee
Fee % Based on Assets:    90
Additional Details on Charges:    Where ever possible when managing assets we are fee based. There are a few products that we use that are commissioned based. We are flat fee for our financial planning services.
 
 
 
Prepared By: Spencer Betts

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