Featured Business Financial Advisor in Avon, CT
Avon Financial Advisors
DAK Financial Services
11 Wintergreen Ln
Avon, CT 06001
(860) 269-8130
“Financial Planning & Investment Management”
Advisor Profile
Douglas A. Kartsen, CFA
Name:  Douglas A. Kartsen, CFA
Phone Number:  (860) 269-8130
Website:  Visit Website

About DAK Financial Services

DAK Financial Services is a Registered Investment Advisor in the
State of Connecticut. An independent firm, we work closely with
individuals and families to help them define and realize their
financial and investment objectives. Let us help you to achieve
your goals.
 

General Information

CRD#:    5150347
States Licensed in:    CT
States Willing to do Business in:   
 

Qualifications & Memberships

Certifications, Accreditations & Designations:    Chartered Financial Analyst (CFA)
Securities Licenses:    Series 7, Series 63
Insurance and Annuity Licenses:    Life, Annuity, Long Term Care
 

Compliance

Registered Investment Advisor:    Yes
I am an acknowledged fiduciary:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation & Fees

Fee Structure:    I am a Fee-Based financial professional
Compensation Methods:    Flat Fee, Hourly, Based on Assets
 
 
 
Prepared By: Douglas A. Kartsen, CFA

© 2012   Retirement Planning   All Rights Reserved. All other trademarks and copyrights are the property of their respective holders.
This website provides information related to the subjects covered. Before making any financial or legal decisions, a professional should be consulted.