Featured Business Financial Advisor in Raleigh, NC
Raleigh Financial Advisors
Prosperity Capital Group, Inc.
5565 Centerview Drive, Suite 200
Raleigh, NC 27606
(919) 747-7344
“ Guaranteed Income and Retirement Planning --- for life!”
Advisor Profile
Tom McDermott
Name:  Tom McDermott
Phone Number:  (919) 747-7344
Website:  Visit Website

About Prosperity Capital Group, Inc.

We are committed to maintaining the highest standards of
integrity and professionalism in our relationship with you, our
client. We endeavor to know and understand your financial
situation and provide you with only the highest quality
information, services, and products to help you reach your
goals.
 

General Information

CRD#:    4369434
Firm CRD#:    149414
Insurance License#:    NC 2360031
Name of Broker/Dealer:    Folio FN Investments
Name of Custodial Firm:    Folio FN Investments
States Licensed in:    AL, AK, AZ, AR, CA, CO, CT, DE, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI
States Willing to do Business in:    Angier,Apex,Benson,Buies Creek,Carrboro,Cary,Chapel Hill,Clayton,Coats,Durham,Fuquay Varina,Garner,Holly Springs,Knightdale,Moncure,Morrisville,New Hill,Raleigh,Rolesville,Wake Forest,Wendell,Willow Spring,Youngsville,Zebulon
Years of Experience in Financial Services:    26
Number of Years with Current Firm:    15
 

Qualifications & Memberships

Securities Licenses:    Series 65
Insurance and Annuity Licenses:    Life, Annuity, Long Term Care
 

Firm Information

Firm's Number of Clients:    over 200
Assets Managed by Firm:    34,000,000+
Assets Managed by Advisor:    26,000,000+
 

Compliance

Registered Investment Advisor:    Yes
Registered Representative:    Yes
Investment Advisor Representative:    Yes
I am an acknowledged fiduciary:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation and Fees

Fee Structure:    I am a Fee-Based financial professional
Compensation Methods:    Based on Assets
Fee % Based on Assets:    1
 
 
 
Prepared By: Tom McDermott

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