Featured Business Financial Advisor in Glastonbury, CT
Glastonbury Financial Advisors
Maffe Financial Group
624 Hebron Ave., Building 3, Suite 100
Glastonbury, CT 06033
(860) 430-1977
“Realize Your Full Potential. Seek Financial Freedom.”
Advisor Profile
Jay Klein CFP, ChFC, CLU
Name:  Jay Klein CFP, ChFC, CLU
Phone Number:  (860) 430-1977
Website:  Visit Website
Disclaimer
Joseph "Jay" Klein is a Registered Representative and Investment Adviser Representative of Equity Services, Inc., and offers securities in CT, MA and LA. Jay is insurance licensed in the states of CT, MA, RI, ME, FL, LA, and NC. *Securities and investment advisory services are offered solely by Equity Services, Inc. Member FINRA/SIPC, 624 Hebron Avenue, Building 3, Suite 100, Glastonbury, CT 06033, (860) 430-1977. Maffe Financial Group and all other entities are independent of Equity Services, Inc. CFP® and CERTIFIED FINANCIAL PLANNER® are certification marks owned by the Certified Financial Planner Board of Standards, Inc. Their marks are awarded to individuals who successfully complete the CFP Board's initial and ongoing certification requirements. Registered representatives of Equity Services, Inc. do not offer tax or legal advice. For advice concerning your own situation, please consult with your appropriate professional advisor. TC99323(0118)P

About Maffe Financial Group

ABOUT MAFFE FINANCIAL GROUP
*Affiliated with Maffe Financial Group
*Additional resources and support providing high quality services.
*Access to many financial service and insurance companies to allow an independent, creative approach to help meet the needs, goals, and objectives of each client.
*Additional in-house support utilizing a team approach while drawing from each individual's expertise.
 

General Information

CRD#:    1499392
States Licensed in:    Jay offers securities in CT, MA and LA. Jay is insurance licensed in the states of CT, MA, RI, ME, FL, LA, and NC.
States Willing to do Business in:   
Years of Experience in Financial Services:    31
Number of Years with Current Firm:    16
I work with the following types of clients:    Businesses, Individual Investors
 

Services

Investment Types:    Mutual Funds, Annuities, Alternative Investments, Exchange Traded Funds (ETFs), Insurance, Socially Responsible Investments (SRI)
I can meet clients in the following ways:    At my office, At your home, Via phone, At your office
 

Qualifications & Memberships

Certifications, Accreditations & Designations:    CERTIFIED FINANCIAL PLANNER™ Certificant, Chartered Financial Consultant (ChFC®), Chartered Life Underwriter (CLU®)
Securities Licenses:    Series 65, Series 63, Series 6
Insurance and Annuity Licenses:    Life, Annuity, Long Term Care
Financial Organization Memberships:    National Association of Estate Planners & Councils (NAEPC), Financial Planning Association (FPA)
 

Firm Information

Advisor's Number of Clients:    200
Advisor's Number of Managed Clients:    100
Advisor's Number of Planning Clients:    100
 

Compensation and Fees

Fee Structure:    I am a Fee-Based financial professional
Minimum Portfolio Size for New Managed Accounts:    100,000
Compensation Methods:    Based on Assets, Hourly, Commissions
Fee % Based on Assets:    1-1.25%
Hourly Rate:    $150- $200
Additional Details on Charges:    Based on assets reduce fees
Minimum Fee Charged for Managed Accounts:    .50%
Minimum Fee Charged for Hourly Planning Accounts:    $150
 
 
 
Prepared By: Jay Klein CFP, ChFC, CLU

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