| Advisor Profile |
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| Name: |
Jim Falcone |
| Phone Number: |
(425) 250-6280 |
| Website: |
Visit Website
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| Disclaimer |
| Investment advisor representative of, and securities and investment advisory services offered though Cetera Advisors Networks LLC, member FINRA/SPIC. Cetera is under separate ownership from any other named entity. Investment advisory services are offered through Fulcrum Wealth Advisors, LLC. Fulcrum Wealth Advisors LLC, is a registered investment advisor in the State of Washington. |
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About Fulcrum Wealth Advisors, LLC |
Fulcrum Wealth Advisors was founded on integrity and trust, in order to meet the needs of sophisticated individuals, families, business owners, and organizations who seek more from their financial advisor than what conventional financial services firms offer.
We began this business in 2013 as a commitment to protect our clients from unnecessary fees, cost and conflicts of interest, which are the mainstay of traditional "Big-Box" financial institutions.
Fulcrum Wealth Advisors is owned by the partners, and has no outside shareholders or corporate parent. Thus, we strive to be free from the conflicts of interest that arise when a corporate firm needs to service the interests of its shareholders ahead of the interests of its clients.
Our Combined 60+ years of experience within such enterprises compelled us to offer a different kind of experience, one that puts people before profits, and planning before product. |
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General Information |
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| Name of Custodial Firm: |
TD AMERITRADE & PERSHING
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| States Licensed in: |
AZ, CA, MD, NV, NC, SC, OR, VA and WA.
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| States Willing to do Business in: |
GLOBAL
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| Years of Experience in Financial Services: |
25
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| Number of Years with Current Firm: |
3
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| I work with the following types of clients: |
Non-Profit Organizations, Individual Investors, Businesses
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Services |
| Investment Types: |
Commodities, Stocks, Bonds, Annuities, Options & Futures, FOREX & Currency, Mortgages & Real Estate, Alternative Investments, Mutual Funds, Insurance, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)
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| I can meet clients in the following ways: |
Via phone, At my office, At your home, At your office, Via email
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Accredited Investment FiduciaryŽ (AIF)
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| Securities Licenses: |
Series 65, Series 7, Series 31, Series 63
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| Insurance and Annuity Licenses: |
Variable Annuity, Disability, Life, Annuity, Variable Life, Long Term Care
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Firm Information |
| Firm's Number of Clients: |
120+
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| Firm's Number of Planning Clients: |
120+
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| Firm's Number of Managed Clients: |
120+
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| Assets Managed by Firm: |
NTK
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| Assets Managed by Advisor: |
NTK
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Compliance |
| Registered Investment Advisor: |
Yes
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| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| I am an acknowledged fiduciary: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation and Fees |
| Fee Structure: |
I am a Fee-Based financial professional
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| Minimum Portfolio Size for New Managed Accounts: |
$250,000
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| Compensation Methods: |
Flat Fee, Based on Assets, Hourly
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| Prepared By: |
Jim Falcone |
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