Featured Business Financial Advisor in Pittsford, NY
Pittsford Financial Advisors
Echelon Wealth Advisors, LLC
1159 Pittsford Victor Rd, Ste 220
Pittsford, NY 14534
(585) 381-1861
“The Art of Financial Planning”
Advisor Profile
Richard Dougherty, CFP®, AIF®
Name:  Richard Dougherty, CFP®, AIF®
Phone Number:  (585) 381-1861
Website:  Visit Website
Disclaimer
Registered Representative, Securities offered throught Cambridge Investment Research, Inc., a Broker/Dealer, Member FINRA/SIPC. Investment Advisor Representative, Cambridge Investment Research Advisors, Inc., A registered Investment Advisor. Cambridge and Westminster are not affiliated.

About Echelon Wealth Advisors, LLC

At Echelon Wealth Advisor, clients interests are our priority. We know that clients entrust us with more than money; you trust us with your family's financial future. With that comes the responsibility to listen, always put your interests first, and provide you with the tools and resources to acheive your objectives.

We help our clients answer life's most important questions:

Will you have enough money to live independently for the rest of your life?

Do you understand how much retirement will cost and are you on track to meet your goals?

How do you efficiently leave your money to your family and not to the government?

We recognize there are no shortcuts in acheiving our clients objectives. By implementing consistent processes in everything we do, Echelon is committed to providing great value.
 

General Information

CRD#:    5271824
Firm CRD#:    134139 / 39543
Insurance License#:    LA1144447
Name of Broker/Dealer:    Cambridge Investment Research, Inc.
Name of Custodial Firm:    Pershing, NFS, Charles Schwab, Fidelity
States Willing to do Business in:    Avon,Bloomfield,Brockport,Caledonia,Canandaigua,Churchville,Clifton Springs,Fairport,Farmington,Henrietta,Hilton,Honeoye Falls,Livonia,Macedon,Marion,Newark,Ontario,Palmyra,Rochester,Scottsville,Spencerport,Victor,Walworth,Webster,West Henrietta,Williamson,Lyons
Years of Experience in Financial Services:    12
Number of Years with Current Firm:    11
I work with the following types of clients:    Individual Investors, Non-Profit Organizations, Businesses, Investment Clubs
 

Services

Investment Types:    Alternative Investments, Mutual Funds, Bonds, Annuities, Insurance, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)
I can meet clients in the following ways:    Via email, Via phone, At your home, At my office, At your office
 

Qualifications & Memberships

Certifications, Accreditations & Designations:    CERTIFIED FINANCIAL PLANNER™ Certificant, Accredited Investment Fiduciary® (AIF)
Securities Licenses:    Series 66, Series 7
Insurance and Annuity Licenses:    Disability, Accident, Variable Life, Long Term Care, Variable Annuity, Life, Annuity
Non-Financial Organization Memberships:    Estate Planning Council of Rochester, Small Business Council of Rochester, Rochester Rotary
 

Firm Information

Assets Managed by Advisor:    137,000,000
 

Compliance

Registered Representative:    Yes
Investment Advisor Representative:    Yes
I am an acknowledged fiduciary:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation and Fees

Fee Structure:    I am a Fee-Based financial professional
Minimum Portfolio Size for New Managed Accounts:    $250,000
Compensation Methods:    Based on Assets, Commissions, Hourly
 
 
 
Prepared By: Richard Dougherty, CFP®, AIF®

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