Featured Business Financial Advisor in Garden City, NY
Garden City Financial Advisors
David Warshaw
600 Old Country Road, Suite 305
Garden City, NY 11530
(516) 400-7111
Advisor Profile
David Warshaw, CFP, CHFC, CLU
Name:  David Warshaw, CFP, CHFC, CLU
Phone Number:  (516) 400-7111
Website:  Visit Website
Disclaimer
BluePrint Wealth Alliance, LLC is a Registered Investment Adviser. Advisory services are only offered to clients or prospective clients where BluePrint Wealth Alliance, LLC and its representatives are properly licensed or exempt from licensure. This website is solely for informational purposes. Past performance is no guarantee of future returns. Investing involves risk and possible loss of principal capital. No advice may be rendered by BluePrint Wealth Alliance, LLC unless a client service agreement is in place.

About David Warshaw

BluePrint Wealth Alliance, LLC is a registered investment advisor offering comprehensive financial planning services and wealth management. We serve individuals, families and businesses across multiple generations. We are driven to deliver objective, efficient, and unbiased solutions to our clients which exceed expectations, account for future goals, and enhance quality of life. Our commitment is to the highest level of integrity, professionalism, and transparency to support open communication and ongoing client education.
 

General Information

Gender:    Male
CRD#:    4702122
Firm CRD#:    284167
SEC File#:    801-108024
Insurance License#:    LA-508244
Name of Custodial Firm:    Charles Schwab & TD Ameritrade
States Licensed in:    Florida NH NJ NY Texas
States Willing to do Business in:    Nassau & Suffolk Counties
Years of Experience in Financial Services:    14
Number of Years with Current Firm:    2
Work Experience:    I started at American Express Financial Advisors (now Ameriprise) in January of 2004. I opened up The WealthPlan in 2010.
I work with the following types of clients:    Non-Profit Organizations, Investment Clubs, Businesses, Individual Investors
Foreign Languages Serviced:    N/A
 

Education

Academic Background
 
Finance/Accounting Double Major from Washington University in St. Louis, MO
 

Services

Investment Types:    Mutual Funds, FOREX & Currency, Options & Futures, Bonds, Stocks, Annuities, Insurance, Commodities, Mortgages & Real Estate, Exchange Traded Funds (ETFs), Alternative Investments, Socially Responsible Investments (SRI)
I can meet clients in the following ways:    Via phone, At my office, Via email
 

Qualifications & Memberships

Certifications, Accreditations & Designations:    CERTIFIED FINANCIAL PLANNER™ Certificant, Chartered Financial Consultant (ChFC®), Chartered Life Underwriter (CLU®), Chartered Life Underwriter (CLU)
Securities Licenses:    Series 65
Insurance and Annuity Licenses:    Disability, Annuity, Life, Variable Annuity, Long Term Care, Variable Life
Financial Organization Memberships:    Financial Planning Association (FPA), Paladin Registry
 

Firm Information

Firm's Number of Clients:    250
Assets Managed by Firm:    $100MM +
Advisor's Number of Clients:    100
 

Compliance

Registered Investment Advisor:    Yes
Investment Advisor Representative:    Yes
I am an acknowledged fiduciary:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation and Fees

Fee Structure:    I am a Fee-Based financial professional
Minimum Portfolio Size for New Managed Accounts:    No minimum
Compensation Methods:    Commissions, Based on Assets, Flat Fee, Hourly
Fee % Based on Assets:    Varies
Hourly Rate:    $150
Flat Fee Rate:    N/A
Additional Details on Charges:    We have a tiered fee schedule starting at 1.25% and under.
Minimum Fee Charged for Managed Accounts:    N/A
Minimum Fee Charged for Hourly Planning Accounts:    $150
Minimum Fee Charged for Flat Fee Accounts:    N/A
 
 
 
Prepared By: David Warshaw, CFP, CHFC, CLU

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