Featured Business Financial Advisor in Melville, NY
Melville Financial Advisors
Piermont Wealth Management Inc.
48 South Service Road, Suite 102
Melville, NY 11747
(631) 454-1585
“Retirement & Investment Solutions - Commission free”
Advisor Profile
PHILIP CAPELL, CFP, JD, MS in Tax
Name:  PHILIP CAPELL, CFP, JD, MS in Tax
Phone Number:  (631) 454-1585
Website:  Visit Website
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see www.piermontwealth.com

About Piermont Wealth Management Inc.

PIERMONT prides itself on helping investors plan for RETIREMENT; or if already retired, then on maximizing their RETIREMENT income and investment returns. Our team of experienced financial professionals focuses on providing RETIREMENT SOLUTIONS to Pre-retirees and Retirees. As an independent, non-commissioned/fee-only firm, we offer a FREE CONSULTATION so that we can understand your needs & objectives. Once we establish your financial plan, our investment team is able to manage your portfolio. We use an asset allocation investment strategy so as to maximize returns in light of your risk tolerance. We are confident we can help you achieve your financial goals and look forward to hearing from you.
 

General Information

Gender:    Male
CRD#:    119376
SEC File#:    801- 61254
Insurance License#:    n/a
Name of Custodial Firm:    Charles Schwab / TD Ameritrade
States Licensed in:    CFP (certified financial planner) JD (law degree) MS in Taxation
States Willing to do Business in:    All 50 states as well as countries overseas.
Years of Experience in Financial Services:    24
Number of Years with Current Firm:    14
Work Experience:    After practicing as a Tax Attorney (partner) for several years, I started Piermont in 2000 as a Fee-only (non-commissioned based) Wealth Management firms in New York.
I work with the following types of clients:    Individual Investors
 

Education

Academic Background
 
Cornell University, B.S. American University, J.D. Pace University, MS in taxation
 

Services

Investment Types:    Exchange Traded Funds (ETFs), Stocks, Mutual Funds, Bonds
I can meet clients in the following ways:    Via email, At my office, Via phone, At your office, At your home
 

Qualifications & Memberships

Certifications, Accreditations & Designations:    CERTIFIED FINANCIAL PLANNER™ Certificant, Attorney
Financial Organization Memberships:    National Association of Personal Financial Advisors (NAPFA), Financial Planning Association (FPA)
Non-Financial Organization Memberships:    Nassau Bar Association
 

Firm Information

Firm's Number of Clients:    100+
Firm's Number of Planning Clients:    100+
Firm's Number of Managed Clients:    100+
Assets Managed by Firm:    $100M-$200M
Advisor's Number of Clients:    100+
Advisor's Number of Managed Clients:    100+
Advisor's Number of Planning Clients:    100+
Assets Managed by Advisor:    $100M-$200M
 

Compliance

Registered Investment Advisor:    Yes
Registered Representative:    Yes
Investment Advisor Representative:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation and Fees

Fee Structure:    I am a fee-only financial professional
Minimum Portfolio Size for New Managed Accounts:    $500,000
Compensation Methods:    Based on Assets
Fee % Based on Assets:    .85%
Additional Details on Charges:    Piermont typically does not charge additional fees for financial planning services. Such services are part of wealth management and are needed to properly serve our clients. Our annual average fee is approx. .85% of the value of the assets we manage for our clients.
 
 
 
Prepared By: PHILIP CAPELL, CFP, JD, MS in Tax

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