Featured Business Financial Advisor in Hauppauge, NY
Hauppauge Financial Advisors
LPL Financial
900 Route 111, Suite 280
Hauppauge, NY 11788
(631) 350-7024
Advisor Profile
John Patsy, CFP®, RICP®
Name:  John Patsy, CFP®, RICP®
Phone Number:  (631) 350-7024
Website:  Visit Website
Disclosure Link:
Securities and Advisory Serv...

About LPL Financial

I am an independent CERTIFIED FINANCIAL PLANNER? professional and my practice is centered around comprehensive financial planning with a focus on retirement planning and investment management. I am affiliated with LPL Financial, a leading independent financial services firm. Through comprehensive planning I work with my clients to review their financial position relative to their financial goals and develop a plan of action to help achieve those goals. I foster an ongoing relationship through regularly scheduled meetings to help keep their financial plan on track as their life situation and the economy and markets change.
 

General Information

Gender:    Male
CRD#:    2772152
Firm CRD#:    6413
Insurance License#:    LA-1083766
Name of Broker/Dealer:    LPL Financial, LLC
Name of Custodial Firm:    LPL Financial, LLC
States Licensed in:    NY, FL, GA, CA, NC
States Willing to do Business in:   
Years of Experience in Financial Services:    14
Number of Years with Current Firm:    9
I work with the following types of clients:    Businesses, Individual Investors
 

Education

Academic Background
 
BBA Finance
 

Services

Investment Types:    Alternative Investments, Exchange Traded Funds (ETFs), Annuities, Bonds, Commodities, Stocks, Insurance, Mutual Funds, Options & Futures, Socially Responsible Investments (SRI)
I can meet clients in the following ways:    At your office, At my office, At your home, Via phone
 

Qualifications & Memberships

Certifications, Accreditations & Designations:    CERTIFIED FINANCIAL PLANNER™ Certificant, Retirement Income Certified Professional®, Certified in Long-Term Care (CLTC)
Securities Licenses:    Series 7, Series 66
Insurance and Annuity Licenses:    Disability, Annuity, Variable Life, Long Term Care, Variable Annuity, HMO, Life, Health
Financial Organization Memberships:    Financial Planning Association (FPA)
 

Compliance

Registered Representative:    Yes
Investment Advisor Representative:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation and Fees

Fee Structure:    I am a fee-based financial professional
Minimum Portfolio Size for New Managed Accounts:    $50,000
Compensation Methods:    Commissions, Hourly, Based on Assets, Flat Fee
 
 
 
Prepared By: John Patsy, CFP®, RICP®

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