Featured Business Financial Advisor in Appleton, WI
Appleton Financial Advisors
Kerntke Otto McGlone Wealth Management Group
3701 East Evergreen Drive, Suite 500A
Appleton, WI 54913
(920) 733-3872
“Where You Want To Be!”
Advisor Profile
James McGlone, CFP, MSFS
Name:  James McGlone, CFP, MSFS
Phone Number:  (920) 733-3872
Website:  Visit Website
Disclosure Link:
SEC REGISTRATION: Kernt...
Disclaimer
Securities offered through Cambridge Investment Research, Inc, a Broker/Dealer, Member FINRA/SIPC, Kerntke Otto McGlone Wealth Management Group, a Registered Investment Advisor. Cambridge and Kerntke Otto McGlone Wealth Management Group are not affiliated

About Kerntke Otto McGlone Wealth Management Group

Whether you desire to buy a business, a vacation home, are saving for education expenses or working hard toward a self sufficient retirement, we can recommend an investment strategy that reflects your individual investment needs.

We pursue goal based investment approaches, identifying the relationship between clients objectives, income, assets and liabilities to determine target performance for the portfolio rather than simply using arbitrary market benchmarks.
 

General Information

Gender:    Male
CRD#:    2563916
Firm CRD#:    142682
Insurance License#:    2336938
Name of Broker/Dealer:    Cambridge Investment Research Inc.
Name of Custodial Firm:    Fidelity Institutional
States Licensed in:    AZ, FL, IA, IL, MA, ME, MI, MN, NM, SC, & WI.
Years of Experience in Financial Services:    15
Number of Years with Current Firm:    3
Work Experience:    Ameriprise Financial for 12 years. Founding partner of Kerntke Otto McGlone Wealth Management Group for 3 years.
I work with the following types of clients:    Individual Investors
 

Education

Academic Background
 
Bachelor of Arts degree from Ripon College. (Business Management, Economics, Math)
 

Services

Investment Types:    Insurance, Exchange Traded Funds (ETFs), Mortgages & Real Estate, Mutual Funds, Annuities, Stocks, Bonds, Options & Futures, Socially Responsible Investments (SRI)
 

Qualifications & Memberships

Certifications, Accreditations & Designations:    CERTIFIED FINANCIAL PLANNER™ Certificant
Securities Licenses:    Series 7, Series 63, Series 24
Insurance and Annuity Licenses:    Disability, Property, Casualty, Annuity, Health, Life, Variable Annuity, Long Term Care, Variable Life
 

Firm Information

Firm's Number of Clients:    450
Firm's Number of Planning Clients:    250
Firm's Number of Managed Clients:    350
Assets Managed by Firm:    $110 Million
Advisor's Number of Clients:    170
Advisor's Number of Managed Clients:    150
Advisor's Number of Planning Clients:    100
Assets Managed by Advisor:    $20 Million
 

Compliance

Registered Investment Advisor:    Yes
Registered Representative:    Yes
Investment Advisor Representative:    Yes
I am an acknowledged fiduciary:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation & Fees

Fee Structure:    I am a fee-based financial professional
Minimum Portfolio Size for New Managed Accounts:    $100,000
Compensation Methods:    Based on Assets, Commissions, Flat Fee, Hourly
Fee % Based on Assets:    1%
Hourly Rate:    $150
Flat Fee Rate:    Negotiable
Minimum Fee Charged for Managed Accounts:    Negotiable
Minimum Fee Charged for Hourly Planning Accounts:    Negotiable
Minimum Fee Charged for Flat Fee Accounts:    Negotiable
 
 
 
Prepared By: James McGlone, CFP, MSFS

© 2012   Retirement Planning   All Rights Reserved. All other trademarks and copyrights are the property of their respective holders.
This website provides information related to the subjects covered. Before making any financial or legal decisions, a professional should be consulted.