Featured Business Financial Advisor in Goshen, NY
Goshen Financial Advisors
William T Sullivan CFP/LPL Financial
5 Hatfield Lane, Suite 2B
Goshen, NY 10924
(845) 294-0785
“Securities offered through LPL Financial”
Advisor Profile
William Sullivan
Name:  William Sullivan
Phone Number:  (845) 294-0785
Disclaimer
Securities and advisory services offered through LPL Financial, Member FINRA/SIPC

About William T Sullivan CFP/LPL Financial

To provide comprehensive financial planning to business owners, professionals and other high net worth individuals in an ethical and and unique manner. This planning will include (but not limited to) financial planning, estate planning, business continuity planning. To accomplish this, Mr Sullivan encourages clients to become fully engaged in the planning process, so that the financial plan truly represents the clients goals and dreams. Mr. Sullivan's planning practice is a client relationship centered practice, as the planning process is an ongoing one and requires yearly monitoring and maintenance.
 

General Information

Gender:    Male
CRD#:    2288195
Insurance License#:    LA777081
Name of Broker/Dealer:    LPL Financial
States Licensed in:    NY,NJ,PA,NC,FL
States Willing to do Business in:   
Years of Experience in Financial Services:    25
Number of Years with Current Firm:    1
I work with the following types of clients:    Businesses, Individual Investors
 

Education

Academic Background
 
Bachelors of Arts degree - University of Notre Dame (1981)
 

Services

Investment Types:    Commodities, Mutual Funds, Options & Futures, Bonds, Stocks, Annuities, Insurance, Exchange Traded Funds (ETFs), Alternative Investments, Socially Responsible Investments (SRI)
I can meet clients in the following ways:    At your office, At my office
 

Qualifications & Memberships

Certifications, Accreditations & Designations:    CERTIFIED FINANCIAL PLANNER™ Certificant, Certified Financial Planner, Chartered Life Underwriter (CLU®)
Securities Licenses:    Series 7, Series 6, Series 63
Insurance and Annuity Licenses:    Health, Long Term Care, Disability, Annuity, Variable Life, Life, Variable Annuity
Financial Organization Memberships:    Financial Planning Association (FPA), Million Dollar Roundtable
 

Firm Information

Assets Managed by Firm:    Yes
 

Compliance

Registered Representative:    Yes
Investment Advisor Representative:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation and Fees

Fee Structure:    I am a fee-based financial professional
Minimum Portfolio Size for New Managed Accounts:    $250,000
Compensation Methods:    Flat Fee, Based on Assets
Fee % Based on Assets:    1
 
 
 
Prepared By: William Sullivan

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